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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEM
1751
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$130K ﹤0.01%
4,800
+2,000
+71% +$53.7K
EVR icon
1752
Evercore
EVR
$11.8B
$129K ﹤0.01%
972
-447
-32% -$60.7K
GEL icon
1753
Genesis Energy
GEL
$1.84B
$129K ﹤0.01%
13,000
+3,000
+30% +$27.6K
HPP
1754
Hudson Pacific Properties
HPP
$779M
$129K ﹤0.01%
703
+121
+21% +$22.8K
BOND icon
1755
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$128K ﹤0.01%
1,160
+32
+3% +$3.57K
NZF icon
1756
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$128K ﹤0.01%
7,668
+926
+14% +$16K
FDEU
1757
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$128K ﹤0.01%
10,000
– –
PKW icon
1758
Invesco BuyBack Achievers ETF
PKW
$1.76B
$127K ﹤0.01%
1,410
– –
TQQQ icon
1759
ProShares UltraPro QQQ
TQQQ
$37.4B
$127K ﹤0.01%
4,080
– –
EBSB
1760
DELISTED
Meridian Bancorp, Inc.
EBSB
$127K ﹤0.01%
+6,121
New +$122K
DBO icon
1761
Invesco DB Oil Fund
DBO
$366M
$126K ﹤0.01%
9,209
– –
MARA icon
1762
Marathon Digital Holdings
MARA
$3.9B
$126K ﹤0.01%
4,000
+2,000
+100% +$65K
NBB icon
1763
Nuveen Taxable Municipal Income Fund
NBB
$453M
$126K ﹤0.01%
5,517
+74
+1% +$1.73K
OXLC
1764
Oxford Lane Capital
OXLC
$898M
$126K ﹤0.01%
3,515
-312
-8% -$11.3K
AIVL icon
1765
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$125K ﹤0.01%
1,333
+333
+33% +$32.3K
CNP icon
1766
CenterPoint Energy
CNP
$26.8B
$125K ﹤0.01%
5,102
+2,050
+67% +$52.4K
EXLS icon
1767
EXL Service
EXLS
$5.29B
$125K ﹤0.01%
+5,085
New +$119K
FNF icon
1768
Fidelity National Financial
FNF
$13.5B
$125K ﹤0.01%
2,900
+832
+40% +$36.9K
IIF
1769
Morgan Stanley India Investment Fund
IIF
$220M
$125K ﹤0.01%
4,540
+4,000
+741% +$105K
LRN icon
1770
Stride
LRN
$3.43B
$125K ﹤0.01%
3,500
– –
PREF icon
1771
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$125K ﹤0.01%
6,046
+5,124
+556% +$106K
FNI
1772
DELISTED
First Trust Chindia ETF
FNI
$125K ﹤0.01%
2,479
+460
+23% +$25K
AMN icon
1773
AMN Healthcare
AMN
$1.4B
$124K ﹤0.01%
1,089
+16
+1% +$1.7K
EG icon
1774
Everest Group
EG
$14.4B
$124K ﹤0.01%
498
+236
+90% +$60.5K
HII icon
1775
Huntington Ingalls Industries
HII
$12.8B
$123K ﹤0.01%
639
+238
+59% +$48.1K
69 70
71
72 73

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.