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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDI icon
1751
PIMCO Dynamic Income Fund
PDI
$7.45B
$39K ﹤0.01%
1,494
– –
PEO
1752
Adams Natural Resources Fund
PEO
$765M
$39K ﹤0.01%
3,650
+86
+2% +$883
RDN icon
1753
Radian Group
RDN
$4.87B
$39K ﹤0.01%
1,944
+536
+38% +$10K
GNOG
1754
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$39K ﹤0.01%
2,000
+500
+33% +$8.45K
IPHI
1755
DELISTED
INPHI CORPORATION
IPHI
$39K ﹤0.01%
249
+128
+106% +$18K
ENV
1756
DELISTED
ENVESTNET, INC.
ENV
$39K ﹤0.01%
474
+210
+80% +$16.9K
AZEK
1757
DELISTED
The AZEK Co
AZEK
$38K ﹤0.01%
+1,000
New +$36.1K
NI icon
1758
NiSource
NI
$20B
$38K ﹤0.01%
1,714
+1,162
+211% +$27.2K
PID icon
1759
Invesco International Dividend Achievers ETF
PID
$915M
$38K ﹤0.01%
2,530
-2,011
-44% -$28.6K
SIVR icon
1760
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$38K ﹤0.01%
+1,509
New +$35.7K
VMO icon
1761
Invesco Municipal Opportunity Trust
VMO
$658M
$38K ﹤0.01%
3,010
– –
QQQH
1762
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$38K ﹤0.01%
+705
New +$37.8K
TRHC
1763
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$38K ﹤0.01%
900
– –
NUM
1764
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$38K ﹤0.01%
2,596
-3,174
-55% -$45.7K
HR
1765
DELISTED
Healthcare Realty Trust Incorporated
HR
$38K ﹤0.01%
1,300
– –
CCEP icon
1766
Coca-Cola Europacific Partners
CCEP
$46.9B
$37K ﹤0.01%
760
+46
+6% +$1.94K
CRESY
1767
Cresud
CRESY
$767M
$37K ﹤0.01%
8,047
– –
EWD icon
1768
iShares MSCI Sweden ETF
EWD
$593M
$37K ﹤0.01%
930
-195
-17% -$7.39K
IEUS icon
1769
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
$37K ﹤0.01%
606
-218
-26% -$12.2K
IGD
1770
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$37K ﹤0.01%
7,105
– –
IVOV icon
1771
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$37K ﹤0.01%
568
– –
P
1772
Everpure Inc
P
$32.6B
$37K ﹤0.01%
1,672
+600
+56% +$11.5K
QCLN icon
1773
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$37K ﹤0.01%
541
+476
+732% +$27.1K
SCHP icon
1774
Schwab US TIPS ETF
SCHP
$16.2B
$37K ﹤0.01%
1,210
+6
+0.5% +$184
SMG icon
1775
ScottsMiracle-Gro
SMG
$3.63B
$37K ﹤0.01%
193
+110
+133% +$18.9K
69 70
71
72 73

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.