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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRRX
1751
DELISTED
DURECT Corp
DRRX
$22K ﹤0.01%
1,300
– –
ESBA icon
1752
Empire State Realty Series ES
ESBA
$1.23B
$22K ﹤0.01%
+3,794
New +$24.4K
EXPO icon
1753
Exponent
EXPO
$3.28B
$22K ﹤0.01%
307
+296
+2,691% +$23.5K
IPG
1754
DELISTED
Interpublic Group of Companies
IPG
$22K ﹤0.01%
1,369
-65
-5% -$1.16K
LILAK icon
1755
Liberty Latin America Class C
LILAK
$1.65B
$22K ﹤0.01%
3,042
-287
-9% -$2.3K
PBH icon
1756
Prestige Consumer Healthcare
PBH
$2.51B
$22K ﹤0.01%
626
+88
+16% +$3.27K
QAI icon
1757
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$22K ﹤0.01%
724
– –
BERY
1758
DELISTED
Berry Global Group, Inc.
BERY
$22K ﹤0.01%
498
-127
-20% -$5.82K
IHIT
1759
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$22K ﹤0.01%
+2,793
New +$21.9K
TMX
1760
DELISTED
Terminix Global Holdings, Inc.
TMX
$22K ﹤0.01%
573
-1,421
-71% -$56K
AZTA icon
1761
Azenta
AZTA
$1.54B
$21K ﹤0.01%
460
-48
-9% -$2.33K
CRESY
1762
Cresud
CRESY
$767M
$21K ﹤0.01%
8,047
– –
KUST
1763
Kustom Entertainment Inc
KUST
$683K
– –
0
– –
FRI icon
1764
First Trust S&P REIT Index Fund
FRI
$201M
$21K ﹤0.01%
1,020
– –
FUMB icon
1765
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$21K ﹤0.01%
+1,062
New +$21.4K
GSG icon
1766
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$21K ﹤0.01%
2,000
– –
HSBC icon
1767
HSBC
HSBC
$354B
$21K ﹤0.01%
1,081
+224
+26% +$4.91K
ICSH icon
1768
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$21K ﹤0.01%
435
– –
IFRX icon
1769
InflaRx
IFRX
$289M
$21K ﹤0.01%
5,000
– –
JPI
1770
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$21K ﹤0.01%
1,000
– –
MANH icon
1771
Manhattan Associates
MANH
$11.4B
$21K ﹤0.01%
+228
New +$21.6K
OXY.WS icon
1772
Occidental Petroleum Corp Warrants
OXY.WS
$34.5B
$21K ﹤0.01%
+7,281
New +$23.3K
VSGX icon
1773
Vanguard ESG International Stock ETF
VSGX
$6.73B
$21K ﹤0.01%
409
-478
-54% -$24.6K
WNS
1774
DELISTED
WNS Holdings
WNS
$21K ﹤0.01%
343
+135
+65% +$8.51K
WTFC icon
1775
Wintrust Financial
WTFC
$10.7B
$21K ﹤0.01%
539
+503
+1,397% +$21.5K
69 70
71
72 73

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.