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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNTV
1751
DELISTED
Momentive Global Inc. Common Stock
MNTV
$3K ﹤0.01%
150
– –
MGLN
1752
DELISTED
Magellan Health Services, Inc.
MGLN
$3K ﹤0.01%
+45
New +$3K
CTST
1753
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$3K ﹤0.01%
2,750
– –
MCRN
1754
DELISTED
Milacron Holdings Corp.
MCRN
$3K ﹤0.01%
150
– –
VEDL
1755
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$3K ﹤0.01%
383
– –
CHA
1756
DELISTED
China Telecom Corporation, LTD
CHA
$3K ﹤0.01%
66
– –
ABEV icon
1757
Ambev
ABEV
$47.1B
$2K ﹤0.01%
504
-226
-31% -$1.08K
ASR icon
1758
Grupo Aeroportuario del Sureste
ASR
$8.36B
$2K ﹤0.01%
13
– –
BBEU icon
1759
JPMorgan BetaBuilders Europe ETF
BBEU
$9.39B
$2K ﹤0.01%
+41
New +$1.93K
BBVA icon
1760
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$2K ﹤0.01%
420
-2,065
-83% -$10.6K
BCS icon
1761
Barclays
BCS
$93.8B
$2K ﹤0.01%
229
-5
-2% -$36
BMRC icon
1762
Bank of Marin Bancorp
BMRC
$474M
$2K ﹤0.01%
40
– –
BOTZ icon
1763
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.35B
$2K ﹤0.01%
+78
New +$1.52K
CAE icon
1764
CAE Inc. Common Shares
CAE
$8.51B
$2K ﹤0.01%
72
– –
CNDT icon
1765
Conduent
CNDT
$268M
$2K ﹤0.01%
+301
New +$2.33K
CNK icon
1766
Cinemark Holdings
CNK
$4.39B
$2K ﹤0.01%
+61
New +$2.33K
DNP icon
1767
DNP Select Income Fund
DNP
$4.06B
$2K ﹤0.01%
+145
New +$1.79K
EBND icon
1768
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$2K ﹤0.01%
57
– –
EQH icon
1769
Equitable Holdings
EQH
$13.1B
$2K ﹤0.01%
90
-79
-47% -$1.7K
ESRT icon
1770
Empire State Realty Trust
ESRT
$850M
$2K ﹤0.01%
110
-86
-44% -$1.21K
GHG
1771
GreenTree Hospitality
GHG
$116M
$2K ﹤0.01%
250
– –
GPMT
1772
Granite Point Mortgage Trust
GPMT
$69.5M
$2K ﹤0.01%
+94
New +$1.76K
HWM icon
1773
Howmet Aerospace
HWM
$115B
$2K ﹤0.01%
86
-130
-60% -$2.56K
IHG icon
1774
InterContinental Hotels
IHG
$23.5B
$2K ﹤0.01%
25
– –
IMO icon
1775
Imperial Oil
IMO
$61.1B
$2K ﹤0.01%
72
– –
69 70
71
72 73

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.