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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMS icon
1726
Maximus
MMS
$3.1B
$175K ﹤0.01%
2,394
+878
+58% +$56.7K
SMMV icon
1727
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$174K ﹤0.01%
5,055
-4,093
-45% -$141K
SPYM
1728
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$174K ﹤0.01%
3,882
+208
+6% +$9.4K
EXEL icon
1729
Exelixis
EXEL
$13.4B
$173K ﹤0.01%
10,842
+349
+3% +$5.69K
BRSL
1730
Brightstar Lottery PLC
BRSL
$2.03B
$173K ﹤0.01%
7,630
+8
+0.1% +$173
PDT
1731
John Hancock Premium Dividend Fund
PDT
$626M
$173K ﹤0.01%
13,372
+156
+1% +$2.12K
WDC icon
1732
Western Digital
WDC
$150B
$173K ﹤0.01%
7,337
-170
-2% -$4.49K
ACES icon
1733
ALPS Clean Energy ETF
ACES
$124M
$172K ﹤0.01%
3,784
-3,192
-46% -$167K
DPZ icon
1734
Domino's
DPZ
$11.6B
$172K ﹤0.01%
497
-103
-17% -$36K
EXAS
1735
DELISTED
Exact Sciences
EXAS
$172K ﹤0.01%
3,499
-1,409
-29% -$57.6K
IGLB icon
1736
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$172K ﹤0.01%
3,483
+523
+18% +$25.8K
MT icon
1737
ArcelorMittal
MT
$55.3B
$172K ﹤0.01%
6,602
-581
-8% -$14.3K
WTFC icon
1738
Wintrust Financial
WTFC
$10.7B
$172K ﹤0.01%
2,048
+126
+7% +$11.1K
IGF icon
1739
iShares Global Infrastructure ETF
IGF
$10.7B
$171K ﹤0.01%
3,741
-10
-0.3% -$450
SSNC icon
1740
SS&C Technologies
SSNC
$18.6B
$171K ﹤0.01%
3,287
-1,078
-25% -$54.6K
FINS
1741
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$170K ﹤0.01%
13,334
-5,510
-29% -$71.3K
FVAL icon
1742
Fidelity Value Factor ETF
FVAL
$1.38B
$170K ﹤0.01%
3,906
+81
+2% +$3.56K
ABR icon
1743
Arbor Realty Trust
ABR
$998M
$169K ﹤0.01%
12,872
– –
DOX icon
1744
Amdocs
DOX
$6.22B
$169K ﹤0.01%
1,868
-105
-5% -$8.93K
AXNX
1745
DELISTED
Axonics, Inc. Common Stock
AXNX
$169K ﹤0.01%
2,705
-563
-17% -$37.4K
BRX icon
1746
Brixmor Property Group
BRX
$9.32B
$168K ﹤0.01%
7,431
– –
DEW icon
1747
WisdomTree Global High Dividend Fund
DEW
$155M
$168K ﹤0.01%
3,593
-30
-0.8% -$1.36K
EUFN icon
1748
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$168K ﹤0.01%
9,644
+4,621
+92% +$74.9K
MAV
1749
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$168K ﹤0.01%
20,809
-18,388
-47% -$144K
RWR icon
1750
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$168K ﹤0.01%
1,935
– –
68 69
70
71 72

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.