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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIOD icon
1726
Diodes
DIOD
$4.84B
$138K ﹤0.01%
1,528
+395
+35% +$34.5K
GEN icon
1727
Gen Digital
GEN
$17.5B
$137K ﹤0.01%
5,426
+1,330
+32% +$34.6K
VCTR icon
1728
Victory Capital Holdings
VCTR
$6.65B
$137K ﹤0.01%
3,947
+13
+0.3% +$433
AVB icon
1729
AvalonBay Communities
AVB
$26.8B
$136K ﹤0.01%
618
+58
+10% +$13K
DINO icon
1730
HF Sinclair
DINO
$14.5B
$136K ﹤0.01%
4,155
+3
+0.1% +$91
ESTC icon
1731
Elastic
ESTC
$7.81B
$136K ﹤0.01%
916
+74
+9% +$11.4K
GSY icon
1732
Invesco Ultra Short Duration ETF
GSY
$3.88B
$136K ﹤0.01%
2,706
+452
+20% +$22.8K
HIX
1733
Western Asset High Income Fund II
HIX
$355M
$136K ﹤0.01%
19,111
– –
RARE icon
1734
Ultragenyx Pharmaceutical
RARE
$2.55B
$136K ﹤0.01%
1,517
-54
-3% -$4.88K
TOON icon
1735
Kartoon Studios
TOON
$34.9M
$136K ﹤0.01%
10,001
– –
FDM icon
1736
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
$135K ﹤0.01%
2,262
+6
+0.3% +$360
ARWR icon
1737
Arrowhead Research
ARWR
$12.4B
$134K ﹤0.01%
2,151
+732
+52% +$47.4K
BSCP
1738
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$134K ﹤0.01%
6,065
-34
-0.6% -$758
IGF icon
1739
iShares Global Infrastructure ETF
IGF
$10.7B
$133K ﹤0.01%
2,918
+316
+12% +$14.6K
NWL icon
1740
Newell Brands
NWL
$2.56B
$133K ﹤0.01%
6,048
+1,136
+23% +$29K
RNW icon
1741
ReNew
RNW
$2.25B
$133K ﹤0.01%
+13,135
New +$131K
UBSI icon
1742
United Bankshares
UBSI
$6.62B
$133K ﹤0.01%
3,661
+2
+0.1% +$70
CWI icon
1743
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$132K ﹤0.01%
4,575
+1,382
+43% +$41.3K
VGM icon
1744
Invesco Trust Investment Grade Municipals
VGM
$564M
$132K ﹤0.01%
9,690
+3,767
+64% +$53K
SHLX
1745
DELISTED
Shell Midstream Partners, L.P.
SHLX
$132K ﹤0.01%
11,291
+5,400
+92% +$68.6K
BAB icon
1746
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$131K ﹤0.01%
4,000
– –
CM icon
1747
Canadian Imperial Bank of Commerce
CM
$108B
$131K ﹤0.01%
2,362
-1,298
-35% -$74.8K
EWD icon
1748
iShares MSCI Sweden ETF
EWD
$595M
$131K ﹤0.01%
2,940
+437
+17% +$20.8K
PTNQ icon
1749
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$131K ﹤0.01%
2,367
+347
+17% +$19.6K
LAND
1750
Gladstone Land Corp
LAND
$360M
$130K ﹤0.01%
5,752
– –
68 69
70
71 72

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.