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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN.A
1726
DELISTED
Clearway Energy Class A
CWEN.A
$24K ﹤0.01%
1,000
– –
FDT icon
1727
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.3B
$24K ﹤0.01%
480
+367
+325% +$18.4K
GUNR icon
1728
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.09B
$24K ﹤0.01%
872
-1,154
-57% -$33.6K
IMCB icon
1729
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$24K ﹤0.01%
+480
New +$23.7K
LGI
1730
Lazard Global Total Return & Income Fund
LGI
$240M
$24K ﹤0.01%
1,560
– –
OPI
1731
DELISTED
Office Properties Income Trust
OPI
$24K ﹤0.01%
1,200
-77
-6% -$1.85K
UAA icon
1732
Under Armour
UAA
$2.5B
$24K ﹤0.01%
2,220
-475
-18% -$5K
UTF icon
1733
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$24K ﹤0.01%
+1,118
New +$25.7K
WEX icon
1734
WEX
WEX
$6.35B
$24K ﹤0.01%
178
-7
-4% -$1.1K
RRD
1735
DELISTED
RR Donnelley & Sons Co.
RRD
$24K ﹤0.01%
+17,000
New +$21.6K
KL
1736
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$24K ﹤0.01%
502
+1
+0.2% +$50
HSKA
1737
DELISTED
Heska Corp
HSKA
$24K ﹤0.01%
250
– –
CBB.PRB
1738
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$24K ﹤0.01%
500
– –
BB icon
1739
BlackBerry
BB
$5.18B
$23K ﹤0.01%
5,050
+4,950
+4,950% +$24K
CDE icon
1740
Coeur Mining
CDE
$18.7B
$23K ﹤0.01%
3,125
– –
CVBF icon
1741
CVB Financial
CVBF
$3.97B
$23K ﹤0.01%
1,420
-40
-3% -$714
DWAS icon
1742
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$23K ﹤0.01%
393
-19
-5% -$1.1K
ENPH icon
1743
Enphase Energy
ENPH
$5.41B
$23K ﹤0.01%
+287
New +$19.2K
EQNR icon
1744
Equinor
EQNR
$97.4B
$23K ﹤0.01%
1,659
-40
-2% -$617
LGIH icon
1745
LGI Homes
LGIH
$1.32B
$23K ﹤0.01%
200
– –
TRMD icon
1746
TORM
TRMD
$2.99B
$23K ﹤0.01%
+3,500
New +$25.3K
Y
1747
DELISTED
Alleghany Corp
Y
$23K ﹤0.01%
45
+6
+15% +$3.15K
BYD icon
1748
Boyd Gaming
BYD
$5.92B
$22K ﹤0.01%
743
+486
+189% +$12.2K
CHDN icon
1749
Churchill Downs
CHDN
$6.02B
$22K ﹤0.01%
272
+194
+249% +$15K
DBA icon
1750
Invesco DB Agriculture Fund
DBA
$1.24B
$22K ﹤0.01%
1,525
– –
68 69
70
71 72

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.