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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIT icon
1726
BlackRock Multi-Sector Income Trust
BIT
$698M
$6K ﹤0.01%
400
– –
CACC icon
1727
Credit Acceptance
CACC
$5.95B
$6K ﹤0.01%
+14
New +$6.17K
EQH icon
1728
Equitable Holdings
EQH
$13B
$6K ﹤0.01%
238
+148
+164% +$3.43K
FDT icon
1729
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$6K ﹤0.01%
113
– –
FMX icon
1730
Fomento Económico Mexicano
FMX
$43.6B
$6K ﹤0.01%
66
+18
+38% +$1.66K
FTI icon
1731
TechnipFMC
FTI
$28.1B
$6K ﹤0.01%
366
-2,322
-86% -$36K
GALT icon
1732
Galectin Therapeutics
GALT
$196M
$6K ﹤0.01%
+2,000
New +$6.95K
GDOT icon
1733
Green Dot
GDOT
$743M
$6K ﹤0.01%
250
-25
-9% -$623
GGG icon
1734
Graco
GGG
$12.9B
$6K ﹤0.01%
112
+19
+20% +$907
HBIO icon
1735
Harvard Bioscience
HBIO
$27.5M
$6K ﹤0.01%
+200
New +$5.75K
HMC icon
1736
Honda
HMC
$39.1B
$6K ﹤0.01%
225
-187
-45% -$5.21K
IAI icon
1737
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$6K ﹤0.01%
90
– –
NDSN icon
1738
Nordson
NDSN
$16.6B
$6K ﹤0.01%
36
– –
NI icon
1739
NiSource
NI
$21.3B
$6K ﹤0.01%
199
+57
+40% +$1.56K
NVRI icon
1740
Enviri
NVRI
$623M
$6K ﹤0.01%
242
– –
PB icon
1741
Prosperity Bancshares
PB
$8.97B
$6K ﹤0.01%
89
+35
+65% +$2.47K
RYTM icon
1742
Rhythm Pharmaceuticals
RYTM
$6.81B
$6K ﹤0.01%
249
– –
SF
1743
Stifel
SF
$12.6B
$6K ﹤0.01%
225
– –
SGOL icon
1744
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$6K ﹤0.01%
+380
New +$5.43K
SGRY icon
1745
Surgery Partners
SGRY
$2.01B
$6K ﹤0.01%
400
– –
SUB icon
1746
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$6K ﹤0.01%
58
– –
SUI icon
1747
Sun Communities
SUI
$15.2B
$6K ﹤0.01%
42
-43
-51% -$6.7K
TBBK icon
1748
The Bancorp
TBBK
$2.79B
$6K ﹤0.01%
497
– –
VIAV icon
1749
Viavi Solutions
VIAV
$9.12B
$6K ﹤0.01%
+387
New +$5.79K
UFOX
1750
Defiance Space and Connective Tech ETF
UFOX
$859M
$6K ﹤0.01%
213
– –
68 69
70
71 72

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.