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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Caterpillar
CAT
$395B
| $15.6M | 0.15% |
104,724
+4,703
| +5% | +$661K |
|
152
SLM Corp
SLM
$5.15B
| $15.1M | 0.14% |
1,871,794
+2,383
| +0.1% | +$17.4K |
|
153
CVS Health
CVS
$123B
| $15M | 0.14% |
256,898
+5,836
| +2% | +$363K |
|
154
Workday
WDAY
$42B
| $14.8M | 0.14% |
69,027
-847
| -1% | -$168K |
|
155
Constellation Brands
STZ
$22.6B
| $14.8M | 0.14% |
78,273
+17,888
| +30% | +$3.26M |
|
156
Vanguard Dividend Appreciation ETF
VIG
$114B
| $14.8M | 0.14% |
115,155
+12,164
| +12% | +$1.53M |
|
|
SRCL
157
DELISTED
Stericycle Inc
SRCL
| $14.6M | 0.14% |
230,960
-1,241
| -0.5% | -$76.2K |
|
158
Blackstone
BX
$107B
| $14.6M | 0.14% |
278,957
+11,826
| +4% | +$633K |
|
|
PRO
159
DELISTED
PROS Holdings
PRO
| $14.4M | 0.14% |
452,278
+354
| +0.1% | +$13.3K |
|
|
EGOV
160
DELISTED
NIC Inc
EGOV
| $14.4M | 0.14% |
732,607
-4,555
| -0.6% | -$98.4K |
|
161
NextEra Energy
NEE
$176B
| $14.4M | 0.13% |
206,892
+69,172
| +50% | +$4.78M |
|
162
Kimberly-Clark
KMB
$36.1B
| $14.2M | 0.13% |
96,445
-4,492
| -4% | -$675K |
|
163
iShares US Treasury Bond ETF
GOVT
$43.5B
| $14.1M | 0.13% |
505,070
+80,243
| +19% | +$2.25M |
|
164
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $14.1M | 0.13% |
147,186
+17,366
| +13% | +$1.67M |
|
165
TJX Companies
TJX
$179B
| $14M | 0.13% |
251,043
+8,124
| +3% | +$438K |
|
166
iShares S&P 500 Value ETF
IVE
$49.6B
| $13.9M | 0.13% |
123,783
+20,163
| +19% | +$2.28M |
|
167
American Express
AXP
$231B
| $13.5M | 0.13% |
134,442
+3,747
| +3% | +$369K |
|
168
Cardlytics
CDLX
$20.4M
| $13.4M | 0.13% |
18,988
+2,434
| +15% | +$1.77M |
|
|
169
Novartis
NVS
$293B
| $13.2M | 0.12% |
151,391
-740,514
| -83% | -$64.2M |
|
170
Standard Motor Products
SMP
$879M
| $13M | 0.12% |
290,808
+1,563
| +0.5% | +$69K |
|
171
iShares Gold Trust
IAU
$66B
| $12.9M | 0.12% |
358,842
+76,638
| +27% | +$2.8M |
|
172
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $12.8M | 0.12% |
242,242
+8,039
| +3% | +$421K |
|
173
iShares Russell 1000 Value ETF
IWD
$83.2B
| $12.8M | 0.12% |
108,006
+43,483
| +67% | +$5.16M |
|
174
Mercado Libre
MELI
$92.8B
| $12.7M | 0.12% |
11,734
-1,057
| -8% | -$1.15M |
|
175
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $12.6M | 0.12% |
215,210
+98,988
| +85% | +$5.59M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.