Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $51.1B
1-Year Est. Return 23.83%
This Quarter Est. Return
1 Year Est. Return
+23.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$45.6B
AUM Growth
+$5.08B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,801
New
Increased
Reduced
Closed

Top Buys

1
+$373M
2
+$101M
3
+$81.1M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$76.7M
5
JPM icon
JPMorgan Chase
JPM
+$63.9M

Top Sells

1
+$1.35B
2
+$165M
3
+$52.4M
4
RGA icon
Reinsurance Group of America
RGA
+$40.9M
5
AZEK
The AZEK Co
AZEK
+$34.9M

Sector Composition

1 Technology 21.2%
2 Financials 9.89%
3 Industrials 6.4%
4 Healthcare 6.09%
5 Consumer Discretionary 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBO icon
1701
Invesco DB Oil Fund
DBO
$214M
$221K ﹤0.01%
16,725
REM icon
1702
iShares Mortgage Real Estate ETF
REM
$646M
$221K ﹤0.01%
10,340
+113
RGNX icon
1703
Regenxbio
RGNX
$666M
$220K ﹤0.01%
+26,773
LBTYK icon
1704
Liberty Global Class C
LBTYK
$3.8B
$220K ﹤0.01%
21,302
+270
PML
1705
PIMCO Municipal Income Fund II
PML
$510M
$216K ﹤0.01%
29,024
+420
BGT icon
1706
BlackRock Floating Rate Income Trust
BGT
$308M
$215K ﹤0.01%
17,209
+1,009
LEO
1707
BNY Mellon Strategic Municipals
LEO
$393M
$215K ﹤0.01%
36,285
-59,997
PSLV icon
1708
Sprott Physical Silver Trust
PSLV
$11.3B
$214K ﹤0.01%
+17,446
PEY icon
1709
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.04B
$212K ﹤0.01%
10,393
-647
WOOF icon
1710
Petco
WOOF
$845M
$210K ﹤0.01%
74,049
-40,000
CLM icon
1711
Cornerstone Strategic Value Fund
CLM
$2.36B
$209K ﹤0.01%
25,702
-1,834
EVV
1712
Eaton Vance Limited Duration Income Fund
EVV
$1.16B
$206K ﹤0.01%
20,055
-6,651
CLSK icon
1713
CleanSpark
CLSK
$3.51B
$205K ﹤0.01%
+18,567
CPZ
1714
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$293M
$202K ﹤0.01%
+12,430
TWO
1715
Two Harbors Investment
TWO
$1.06B
– –
-15,102
SG icon
1716
Sweetgreen
SG
$792M
– –
-23,527
SLYV icon
1717
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.14B
– –
-12,762
ABUS icon
1718
Arbutus Biopharma
ABUS
$850M
– –
-63,000
BILI icon
1719
Bilibili
BILI
$10.7B
– –
-261,385
BKCH icon
1720
Global X Blockchain ETF
BKCH
$346M
– –
-19,846
BSCW icon
1721
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.17B
– –
-11,900
BSY icon
1722
Bentley Systems
BSY
$13.1B
– –
-19,617
CADE icon
1723
Cadence Bank
CADE
$7.72B
– –
-10,607
CCAP icon
1724
Crescent Capital BDC
CCAP
$551M
– –
-118,642
CLS icon
1725
Celestica
CLS
$37.4B
– –
-10,090
67 68
69
70 71