Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $51.1B
1-Year Est. Return 23.83%
This Quarter Est. Return
1 Year Est. Return
+23.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$45.6B
AUM Growth
+$5.08B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,801
New
Increased
Reduced
Closed

Top Buys

1
+$373M
2
+$101M
3
+$81.1M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$76.7M
5
JPM icon
JPMorgan Chase
JPM
+$63.9M

Top Sells

1
+$1.35B
2
+$165M
3
+$52.4M
4
RGA icon
Reinsurance Group of America
RGA
+$40.9M
5
AZEK
The AZEK Co
AZEK
+$34.9M

Sector Composition

1 Technology 21.2%
2 Financials 9.89%
3 Industrials 6.4%
4 Healthcare 6.09%
5 Consumer Discretionary 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBO icon
1701
Invesco DB Oil Fund
DBO
$218M
$221K ﹤0.01%
16,725
REM icon
1702
iShares Mortgage Real Estate ETF
REM
$661M
$221K ﹤0.01%
10,340
+113
RGNX icon
1703
Regenxbio
RGNX
$760M
$220K ﹤0.01%
+26,773
LBTYK icon
1704
Liberty Global Class C
LBTYK
$3.54B
$220K ﹤0.01%
21,302
+270
PML
1705
PIMCO Municipal Income Fund II
PML
$504M
$216K ﹤0.01%
29,024
+420
BGT icon
1706
BlackRock Floating Rate Income Trust
BGT
$343M
$215K ﹤0.01%
17,209
+1,009
LEO
1707
BNY Mellon Strategic Municipals
LEO
$398M
$215K ﹤0.01%
36,285
-59,997
PSLV icon
1708
Sprott Physical Silver Trust
PSLV
$18.4B
$214K ﹤0.01%
+17,446
PEY icon
1709
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.06B
$212K ﹤0.01%
10,393
-647
WOOF icon
1710
Petco
WOOF
$827M
$210K ﹤0.01%
74,049
-40,000
CLM icon
1711
Cornerstone Strategic Value Fund
CLM
$2.34B
$209K ﹤0.01%
25,702
-1,834
EVV
1712
Eaton Vance Limited Duration Income Fund
EVV
$1.15B
$206K ﹤0.01%
20,055
-6,651
CLSK icon
1713
CleanSpark
CLSK
$3.27B
$205K ﹤0.01%
+18,567
CPZ
1714
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$294M
$202K ﹤0.01%
+12,430
TWO
1715
Two Harbors Investment
TWO
$1.4B
– –
-15,102
AIO
1716
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$780M
– –
-14,001
ATKR icon
1717
Atkore
ATKR
$2.47B
– –
-10,080
BAH icon
1718
Booz Allen Hamilton
BAH
$11.6B
– –
-13,593
BEN icon
1719
Franklin Resources
BEN
$13.3B
– –
-13,071
DFS
1720
DELISTED
Discover Financial Services
DFS
– –
-35,264
DFSU icon
1721
Dimensional US Sustainability Core 1 ETF
DFSU
$1.91B
– –
-12,835
DGRS icon
1722
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$370M
– –
-21,494
DMB
1723
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$201M
– –
-20,000
DNB
1724
DELISTED
Dun & Bradstreet
DNB
– –
-70,920
DOCT icon
1725
FT Vest US Equity Deep Buffer ETF October
DOCT
$375M
– –
-10,971
67 68
69
70 71