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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JXN icon
1701
Jackson Financial
JXN
$8.8B
– –
-21,846
Closed -$1.12M
LTPZ icon
1702
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
– –
-13,213
Closed -$749K
LVO icon
1703
LiveOne
LVO
$58.2M
– –
-274,744
Closed -$3.82M
MMIT icon
1704
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
– –
-11,303
Closed -$278K
MOO icon
1705
VanEck Agribusiness ETF
MOO
$973M
– –
-11,251
Closed -$857K
MTCH icon
1706
Match Group
MTCH
$8.55B
– –
-122,666
Closed -$4.48M
MWA icon
1707
Mueller Water Products
MWA
$4.16B
– –
-250,167
Closed -$3.6M
NML
1708
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
– –
-45,106
Closed -$310K
NOK icon
1709
Nokia
NOK
$52.3B
– –
-67,350
Closed -$230K
OCSL icon
1710
Oaktree Specialty Lending
OCSL
$1.14B
– –
-12,149
Closed -$248K
PHK
1711
PIMCO High Income Fund
PHK
$880M
– –
-61,890
Closed -$309K
PJUN icon
1712
Innovator US Equity Power Buffer ETF June
PJUN
$975M
– –
-10,423
Closed -$348K
PLL
1713
DELISTED
Piedmont Lithium
PLL
– –
-24,133
Closed -$681K
PRTA icon
1714
Prothena Corp
PRTA
$450M
– –
-12,614
Closed -$458K
PWZ icon
1715
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
– –
-10,862
Closed -$271K
RA
1716
Brookfield Real Assets Income Fund
RA
$708M
– –
-17,823
Closed -$228K
RDVI icon
1717
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.7B
– –
-22,500
Closed -$519K
SBLK icon
1718
Star Bulk Carriers
SBLK
$3.22B
– –
-10,470
Closed -$223K
SCM icon
1719
Stellus Capital Investment Corp
SCM
$243M
– –
-60,264
Closed -$774K
SG icon
1720
Sweetgreen
SG
$642M
– –
-166,634
Closed -$1.88M
SLG icon
1721
SL Green Realty
SLG
$3.99B
– –
-65,728
Closed -$2.97M
SMDV icon
1722
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
– –
-10,169
Closed -$661K
SON icon
1723
Sonoco
SON
$5.74B
– –
-11,799
Closed -$659K
SPGP icon
1724
Invesco S&P 500 GARP ETF
SPGP
$2.32B
– –
-57,443
Closed -$5.63M
SPOT icon
1725
Spotify
SPOT
$100B
– –
-13,951
Closed -$2.62M
66 67 68
69
70

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.