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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
1701
Madison Square Garden
MSGS
$9.39B
– –
-8,247
Closed -$1.55M
MSI icon
1702
Motorola Solutions
MSI
$77.4B
– –
-6,279
Closed -$1.84M
MT icon
1703
ArcelorMittal
MT
$55.3B
– –
-6,466
Closed -$177K
MTB icon
1704
M&T Bank
MTB
$36.2B
– –
-8,300
Closed -$1.03M
MUFG icon
1705
Mitsubishi UFJ Financial
MUFG
$254B
– –
-17,973
Closed -$132K
MXI icon
1706
iShares Global Materials ETF
MXI
$362M
– –
-7,895
Closed -$646K
NBIX icon
1707
Neurocrine Biosciences
NBIX
$16.6B
– –
-6,945
Closed -$655K
NCNO icon
1708
nCino
NCNO
$2.1B
– –
-7,914
Closed -$150K
NDAQ icon
1709
Nasdaq
NDAQ
$52.9B
– –
-10,458
Closed -$521K
NDSN icon
1710
Nordson
NDSN
$17.3B
– –
-28,189
Closed -$7M
NGG icon
1711
National Grid
NGG
$81.3B
– –
-8,450
Closed -$536K
NJR icon
1712
New Jersey Resources
NJR
$5.58B
– –
-16,528
Closed -$780K
NKX icon
1713
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-1,382
Closed -$15.9K
NSA
1714
DELISTED
National Storage Affiliates Trust
NSA
– –
-7,225
Closed -$252K
NULV icon
1715
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
– –
-9,935
Closed -$344K
NWL icon
1716
Newell Brands
NWL
$2.56B
– –
-13,260
Closed -$115K
NWPX icon
1717
NWPX Infrastructure Inc
NWPX
$1.15B
– –
-7,000
Closed -$212K
NXDT
1718
NexPoint Diversified Real Estate Trust
NXDT
$238M
– –
-12,322
Closed -$154K
NYT icon
1719
New York Times
NYT
$10.2B
– –
-7,455
Closed -$294K
OALC icon
1720
OneAscent Large Cap Core ETF
OALC
$260M
– –
-7,962
Closed -$183K
OBK icon
1721
Origin Bancorp
OBK
$1.66B
– –
-6,703
Closed -$196K
OLN icon
1722
Olin
OLN
$2.12B
– –
-5,123
Closed -$263K
OMC icon
1723
Omnicom Group
OMC
$23.4B
– –
-6,892
Closed -$604K
OSK icon
1724
Oshkosh
OSK
$9.59B
– –
-4,680
Closed -$405K
OXSQ icon
1725
Oxford Square Capital
OXSQ
$157M
– –
-61,626
Closed -$163K
67 68
69
70 71

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.