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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
1701
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$187K ﹤0.01%
24,986
+7,756
+45% +$59.3K
VNT icon
1702
Vontier
VNT
$4.74B
$186K ﹤0.01%
9,629
-1,286
-12% -$24.1K
POR icon
1703
Portland General Electric
POR
$5.77B
$185K ﹤0.01%
3,794
-186
-5% -$8.62K
FLNA
1704
Filana Therapeutics
FLNA
$48.1M
$185K ﹤0.01%
6,298
+23
+0.4% +$827
LBAI
1705
DELISTED
Lakeland Bancorp Inc
LBAI
$185K ﹤0.01%
10,550
-800
-7% -$14.3K
ARKW icon
1706
ARK Web x.0 ETF
ARKW
$1.75B
$184K ﹤0.01%
4,797
-1,447
-23% -$63.3K
FLRT icon
1707
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$669M
$184K ﹤0.01%
4,121
-700
-15% -$31.2K
USRT icon
1708
iShares Core US REIT ETF
USRT
$4.64B
$184K ﹤0.01%
3,743
+666
+22% +$33K
SCHI icon
1709
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$183K ﹤0.01%
8,512
– –
MTCH icon
1710
Match Group
MTCH
$8.55B
$182K ﹤0.01%
4,463
-1,411
-24% -$63.8K
VNM icon
1711
VanEck Vietnam ETF
VNM
$504M
$182K ﹤0.01%
15,404
-11,051
-42% -$132K
NWL icon
1712
Newell Brands
NWL
$2.56B
$179K ﹤0.01%
13,728
-1,072
-7% -$14.6K
ME
1713
DELISTED
23andMe Holding Co
ME
$179K ﹤0.01%
4,150
– –
IFF icon
1714
International Flavors & Fragrances
IFF
$21.9B
$178K ﹤0.01%
1,702
+25
+1% +$2.46K
REET icon
1715
iShares Global REIT ETF
REET
$5.11B
$178K ﹤0.01%
7,846
-975
-11% -$21.7K
BGT icon
1716
BlackRock Floating Rate Income Trust
BGT
$325M
$177K ﹤0.01%
16,200
– –
DEI icon
1717
Douglas Emmett
DEI
$1.96B
$177K ﹤0.01%
11,380
+35
+0.3% +$583
ICUI icon
1718
ICU Medical
ICUI
$4.61B
$177K ﹤0.01%
1,133
-11
-1% -$1.67K
LEVI icon
1719
Levi Strauss
LEVI
$9.39B
$177K ﹤0.01%
11,446
-1,882
-14% -$29.2K
RCUS icon
1720
Arcus Biosciences
RCUS
$3.64B
$177K ﹤0.01%
8,596
– –
ATRA icon
1721
Atara Biotherapeutics
ATRA
$76.1M
$176K ﹤0.01%
2,157
– –
DKNG icon
1722
DraftKings
DKNG
$11.9B
$176K ﹤0.01%
15,469
-2,995
-16% -$41.7K
HEZU icon
1723
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$176K ﹤0.01%
6,360
– –
PLL
1724
DELISTED
Piedmont Lithium
PLL
$176K ﹤0.01%
4,000
+3,500
+700% +$194K
LPTV
1725
DELISTED
Loop Media, Inc.
LPTV
$176K ﹤0.01%
26,667
+1
+0% +$5
67 68
69
70 71

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.