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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTM icon
1701
DT Midstream
DTM
$13.4B
$178K ﹤0.01%
3,449
-14,369
-81% -$776K
EWG icon
1702
iShares MSCI Germany ETF
EWG
$1.68B
$178K ﹤0.01%
9,066
+7,300
+413% +$163K
ORI icon
1703
Old Republic International
ORI
$10.4B
$178K ﹤0.01%
8,557
-230
-3% -$5.18K
PDT
1704
John Hancock Premium Dividend Fund
PDT
$626M
$178K ﹤0.01%
13,216
-134
-1% -$1.97K
SCHI icon
1705
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$178K ﹤0.01%
+8,512
New +$190K
SPNT icon
1706
SiriusPoint
SPNT
$2.68B
$178K ﹤0.01%
36,000
+16,000
+80% +$74.4K
TCS
1707
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$177K ﹤0.01%
2,422
– –
CSB icon
1708
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$176K ﹤0.01%
3,805
+222
+6% +$11.8K
BGT icon
1709
BlackRock Floating Rate Income Trust
BGT
$325M
$175K ﹤0.01%
16,200
– –
CMPS
1710
Compass Pathways
CMPS
$1.83B
$175K ﹤0.01%
16,400
– –
MQT
1711
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$175K ﹤0.01%
17,500
– –
HR icon
1712
Healthcare Realty
HR
$6.84B
$173K ﹤0.01%
8,324
+891
+12% +$22.6K
LNC icon
1713
Lincoln National
LNC
$8.81B
$173K ﹤0.01%
3,982
+261
+7% +$12.6K
OALC icon
1714
OneAscent Large Cap Core ETF
OALC
$260M
$172K ﹤0.01%
9,266
-500
-5% -$10.2K
POR icon
1715
Portland General Electric
POR
$5.77B
$172K ﹤0.01%
3,980
+3,788
+1,973% +$194K
ICUI icon
1716
ICU Medical
ICUI
$4.61B
$171K ﹤0.01%
1,144
+1,085
+1,839% +$181K
NFRA icon
1717
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
$171K ﹤0.01%
3,786
+2,705
+250% +$140K
BFK
1718
DELISTED
BlackRock Municipal Income Trust
BFK
$170K ﹤0.01%
17,869
+1,629
+10% +$17.6K
COMB icon
1719
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$146M
$170K ﹤0.01%
5,920
– –
TRIP icon
1720
TripAdvisor
TRIP
$1.26B
$170K ﹤0.01%
7,705
-219
-3% -$4.91K
MC icon
1721
Moelis & Co
MC
$4.94B
$169K ﹤0.01%
5,016
+316
+7% +$13.2K
TW icon
1722
Tradeweb Markets
TW
$21.6B
$169K ﹤0.01%
3,003
+1,018
+51% +$69.3K
GRN icon
1723
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
$168K ﹤0.01%
6,490
– –
GRPN icon
1724
Groupon
GRPN
$1.02B
$168K ﹤0.01%
21,174
-350
-2% -$3.81K
NTES icon
1725
NetEase
NTES
$84.7B
$168K ﹤0.01%
2,228
-350
-14% -$30.8K
67 68
69
70 71

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.