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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLGN icon
1701
Silgan Holdings
SLGN
$4.35B
$26K ﹤0.01%
718
+218
+44% +$7.99K
TGTX icon
1702
TG Therapeutics
TGTX
$7.52B
$26K ﹤0.01%
+1,000
New +$23K
XHB icon
1703
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$26K ﹤0.01%
500
+475
+1,900% +$24K
ZD icon
1704
Ziff Davis
ZD
$2B
$26K ﹤0.01%
432
+57
+15% +$3.23K
ZYXI
1705
DELISTED
Zynex
ZYXI
$26K ﹤0.01%
1,650
– –
CBH
1706
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$26K ﹤0.01%
3,000
– –
AVLR
1707
DELISTED
Avalara, Inc.
AVLR
$26K ﹤0.01%
209
-41
-16% -$5.21K
ACIW icon
1708
ACI Worldwide
ACIW
$5.34B
$25K ﹤0.01%
969
+251
+35% +$6.95K
AIT icon
1709
Applied Industrial Technologies
AIT
$13.2B
$25K ﹤0.01%
455
– –
BSTZ icon
1710
BlackRock Science and Technology Term Trust
BSTZ
$2.08B
$25K ﹤0.01%
1,011
+11
+1% +$275
EXEL icon
1711
Exelixis
EXEL
$13.1B
$25K ﹤0.01%
1,058
– –
FCTR icon
1712
First Trust Lunt US Factor Rotation ETF
FCTR
$55.9M
$25K ﹤0.01%
1,003
– –
LSTR icon
1713
Landstar System
LSTR
$6.05B
$25K ﹤0.01%
207
+18
+10% +$2.27K
MFIN icon
1714
Medallion Financial
MFIN
$249M
$25K ﹤0.01%
10,000
– –
MTB icon
1715
M&T Bank
MTB
$36.3B
$25K ﹤0.01%
272
-763
-74% -$78K
QQEW icon
1716
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$25K ﹤0.01%
296
+245
+480% +$20.8K
SCHR
1717
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$25K ﹤0.01%
874
– –
STEW
1718
SRH Total Return Fund
STEW
$1.82B
$25K ﹤0.01%
2,525
+25
+1% +$250
MAXR
1719
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$25K ﹤0.01%
+1,028
New +$22.8K
RJA
1720
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$25K ﹤0.01%
4,595
– –
ALLK
1721
DELISTED
Allakos
ALLK
$24K ﹤0.01%
300
– –
ATR icon
1722
AptarGroup
ATR
$8.5B
$24K ﹤0.01%
220
+168
+323% +$19.7K
BRX icon
1723
Brixmor Property Group
BRX
$9.15B
$24K ﹤0.01%
2,061
+377
+22% +$4.55K
CF icon
1724
CF Industries
CF
$18.4B
$24K ﹤0.01%
810
-22
-3% -$701
CMC icon
1725
Commercial Metals
CMC
$8.1B
$24K ﹤0.01%
1,237
-326
-21% -$6.78K
67 68
69
70 71

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.