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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVTL
1701
DELISTED
Pivotal Software, Inc.
PVTL
$4K ﹤0.01%
250
– –
CTWS
1702
DELISTED
Connecticut Water Service Inc
CTWS
$4K ﹤0.01%
+56
New +$3.92K
CHU
1703
DELISTED
China Unicom (HONG KONG) Limited
CHU
$4K ﹤0.01%
+395
New +$4.02K
AUO
1704
DELISTED
AU Optronics Corp
AUO
$4K ﹤0.01%
1,495
– –
AAT
1705
American Assets Trust
AAT
$1.38B
$3K ﹤0.01%
66
-51
-44% -$2.39K
AGS
1706
DELISTED
PlayAGS
AGS
$3K ﹤0.01%
306
– –
AMH icon
1707
American Homes 4 Rent
AMH
$12.4B
$3K ﹤0.01%
134
-107
-44% -$2.68K
AZO icon
1708
AutoZone
AZO
$50.1B
$3K ﹤0.01%
3
– –
BHF icon
1709
Brighthouse Financial
BHF
$3.57B
$3K ﹤0.01%
92
– –
CYCN icon
1710
Cyclerion Therapeutics
CYCN
$16.7M
$3K ﹤0.01%
13
– –
DBX icon
1711
Dropbox
DBX
$8.06B
$3K ﹤0.01%
150
– –
DCOM icon
1712
Dime Commercial Bancshares
DCOM
$1.81B
$3K ﹤0.01%
106
– –
EDIV icon
1713
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$3K ﹤0.01%
+97
New +$3.01K
FMS icon
1714
Fresenius Medical Care
FMS
$12.8B
$3K ﹤0.01%
+88
New +$3.12K
GABC icon
1715
German American Bancorp
GABC
$1.91B
$3K ﹤0.01%
106
– –
HST icon
1716
Host Hotels & Resorts
HST
$16B
$3K ﹤0.01%
201
-160
-44% -$2.73K
JHX icon
1717
James Hardie Industries
JHX
$16.2B
$3K ﹤0.01%
171
– –
KGC icon
1718
Kinross Gold
KGC
$30.4B
$3K ﹤0.01%
707
– –
KLXE icon
1719
KLX Energy Services
KLXE
$44.2M
$3K ﹤0.01%
65
– –
KTOS icon
1720
Kratos Defense & Security Solutions
KTOS
$10.8B
$3K ﹤0.01%
+156
New +$3.27K
L icon
1721
Loews
L
$23.7B
$3K ﹤0.01%
+60
New +$3.1K
LBTYA icon
1722
Liberty Global Class A
LBTYA
$3.68B
$3K ﹤0.01%
+124
New +$3.31K
MBRX icon
1723
Moleculin Biotech
MBRX
$2.72M
$3K ﹤0.01%
+1
New +$2.58K
MFG icon
1724
Mizuho Financial
MFG
$130B
$3K ﹤0.01%
977
– –
NGVT icon
1725
Ingevity
NGVT
$2.66B
$3K ﹤0.01%
37
-60
-62% -$5.34K
67 68
69
70 71

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.