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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBR
1676
DELISTED
CyberArk
CYBR
– –
-11,756
Closed -$2.58M
DFAI
1677
Dimensional International Core Equity Market ETF
DFAI
$18B
– –
-44,770
Closed -$1.28M
DFIC icon
1678
Dimensional International Core Equity 2 ETF
DFIC
$15.2B
– –
-13,120
Closed -$335K
DFNL icon
1679
Davis Select Financial ETF
DFNL
$491M
– –
-10,247
Closed -$310K
EELV icon
1680
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
– –
-20,827
Closed -$501K
ELS icon
1681
Equity Lifestyle Properties
ELS
$12.6B
– –
-45,857
Closed -$3.23M
EMC icon
1682
Global X Emerging Markets Great Consumer ETF
EMC
$56.5M
– –
-15,879
Closed -$403K
FCAL icon
1683
First Trust California Municipal High income ETF
FCAL
$220M
– –
-158,470
Closed -$7.91M
FFC
1684
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
– –
-104,520
Closed -$1.45M
FNOV icon
1685
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
– –
-61,440
Closed -$2.61M
FTEC icon
1686
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
– –
-14,047
Closed -$2.02M
FYX icon
1687
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
– –
-10,668
Closed -$977K
GDDY icon
1688
GoDaddy
GDDY
$11.5B
– –
-15,947
Closed -$1.69M
GDEC icon
1689
FT Vest US Equity Moderate Buffer ETF December
GDEC
$444M
– –
-10,000
Closed -$303K
GLP icon
1690
Global Partners
GLP
$1.7B
– –
-11,784
Closed -$499K
GT icon
1691
Goodyear
GT
$1.85B
– –
-16,593
Closed -$238K
GVLU icon
1692
Gotham 1000 Value ETF
GVLU
$295M
– –
-42,936
Closed -$937K
HOG icon
1693
Harley-Davidson
HOG
$2.71B
– –
-132,395
Closed -$4.88M
HUM icon
1694
Humana
HUM
$46.2B
– –
-10,117
Closed -$4.63M
IBTG icon
1695
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
– –
-10,423
Closed -$238K
IDU icon
1696
iShares US Utilities ETF
IDU
$1.4B
– –
-35,161
Closed -$2.81M
INMB icon
1697
INmune Bio
INMB
$55.3M
– –
-18,220
Closed -$205K
JPI
1698
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-31,144
Closed -$569K
JQC icon
1699
Nuveen Credit Strategies Income Fund
JQC
$711M
– –
-235,251
Closed -$1.23M
JRS icon
1700
Nuveen Real Estate Income Fund
JRS
$246M
– –
-48,700
Closed -$381K
66 67
68
69 70

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.