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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
1676
Hyatt Hotels
H
$16.7B
$193K ﹤0.01%
2,135
+896
+72% +$82.3K
ONC
1677
BeOne Medicines Ltd
ONC
$39.4B
$193K ﹤0.01%
881
-4
-0.5% -$734
MC icon
1678
Moelis & Co
MC
$4.94B
$192K ﹤0.01%
5,021
+5
+0.1% +$203
OXSQ icon
1679
Oxford Square Capital
OXSQ
$157M
$192K ﹤0.01%
+61,626
New +$188K
GAP
1680
The Gap Inc
GAP
$7.37B
$192K ﹤0.01%
17,056
+2,056
+14% +$24.6K
EMBC icon
1681
Embecta
EMBC
$262M
$191K ﹤0.01%
7,581
-464
-6% -$14.2K
AR icon
1682
Antero Resources
AR
$10.7B
$190K ﹤0.01%
6,160
-526
-8% -$18.2K
BSCQ icon
1683
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$190K ﹤0.01%
10,077
– –
EXR icon
1684
Extra Space Storage
EXR
$31.6B
$190K ﹤0.01%
1,300
+30
+2% +$4.79K
NFRA icon
1685
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
$190K ﹤0.01%
3,786
– –
QAI icon
1686
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$190K ﹤0.01%
6,685
-1,373
-17% -$39.3K
SAVE
1687
DELISTED
Spirit Airlines, Inc.
SAVE
$190K ﹤0.01%
9,760
-999
-9% -$20.5K
ICLR icon
1688
Icon
ICLR
$12.7B
$189K ﹤0.01%
983
-380
-28% -$75.3K
IIPR icon
1689
Innovative Industrial Properties
IIPR
$1.72B
$189K ﹤0.01%
1,869
+401
+27% +$42.7K
JAAA icon
1690
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$189K ﹤0.01%
3,856
-2,272
-37% -$111K
GRIN
1691
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$189K ﹤0.01%
10,106
+6,969
+222% +$165K
AEO icon
1692
American Eagle Outfitters
AEO
$3.01B
$188K ﹤0.01%
13,530
-659,694
-98% -$8.45M
AGCO icon
1693
AGCO
AGCO
$7.2B
$188K ﹤0.01%
1,364
+214
+19% +$26.4K
XLG icon
1694
Invesco S&P 500 Top 50 ETF
XLG
$11B
$188K ﹤0.01%
6,840
+940
+16% +$26.5K
ITCI
1695
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$188K ﹤0.01%
3,566
+74
+2% +$3.71K
BYD icon
1696
Boyd Gaming
BYD
$6.06B
$187K ﹤0.01%
3,432
– –
CRL icon
1697
Charles River Laboratories
CRL
$12.8B
$187K ﹤0.01%
861
-211
-20% -$46.1K
DTM icon
1698
DT Midstream
DTM
$13.4B
$187K ﹤0.01%
3,416
-33
-1% -$1.89K
IRTC icon
1699
iRhythm Holdings
IRTC
$4.2B
$187K ﹤0.01%
1,999
-39
-2% -$4.25K
MMIT icon
1700
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$187K ﹤0.01%
7,756
+56
+0.7% +$1.33K
66 67
68
69 70

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.