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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
1676
Schwab Fundamental US Small Company Index ETF
FNDA
$9.3B
$28K ﹤0.01%
1,716
– –
ITT icon
1677
ITT
ITT
$18.9B
$28K ﹤0.01%
490
+304
+163% +$18.4K
MAA icon
1678
Mid-America Apartment Communities
MAA
$15.4B
$28K ﹤0.01%
244
+117
+92% +$13.5K
MWA icon
1679
Mueller Water Products
MWA
$4.07B
$28K ﹤0.01%
2,762
-204
-7% -$2.13K
NIE
1680
Virtus Equity & Convertible Income Fund
NIE
$736M
$28K ﹤0.01%
+1,176
New +$28.4K
SCHF icon
1681
Schwab International Equity ETF
SCHF
$68.3B
$28K ﹤0.01%
1,826
-200
-10% -$3.14K
USO icon
1682
United States Oil Fund
USO
$1.78B
$28K ﹤0.01%
1,012
– –
XME icon
1683
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
$28K ﹤0.01%
1,225
-88
-7% -$2.08K
AY
1684
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$28K ﹤0.01%
1,000
– –
CCEP icon
1685
Coca-Cola Europacific Partners
CCEP
$46.9B
$27K ﹤0.01%
714
-43,028
-98% -$1.76M
DBO icon
1686
Invesco DB Oil Fund
DBO
$390M
$27K ﹤0.01%
+3,800
New +$28K
FNDF icon
1687
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$27K ﹤0.01%
1,136
-735
-39% -$18.3K
TDAY
1688
USA Today Co
TDAY
$1.05B
$27K ﹤0.01%
21,000
– –
IQLT icon
1689
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$27K ﹤0.01%
866
-10,156
-92% -$316K
L icon
1690
Loews
L
$23.3B
$27K ﹤0.01%
780
+270
+53% +$9.69K
NFG icon
1691
National Fuel Gas
NFG
$7.78B
$27K ﹤0.01%
675
+157
+30% +$6.69K
PRGO icon
1692
Perrigo
PRGO
$1.75B
$27K ﹤0.01%
590
+185
+46% +$9.69K
SGRY icon
1693
Surgery Partners
SGRY
$2.09B
$27K ﹤0.01%
1,260
– –
SMTC icon
1694
Semtech
SMTC
$12.2B
$27K ﹤0.01%
524
+124
+31% +$6.97K
SRC
1695
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$27K ﹤0.01%
806
-149
-16% -$5.2K
NGHC
1696
DELISTED
National General Holdings Corp
NGHC
$27K ﹤0.01%
812
-142
-15% -$4.71K
BJ icon
1697
BJs Wholesale Club
BJ
$12.3B
$26K ﹤0.01%
644
+444
+222% +$18.4K
FV icon
1698
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$26K ﹤0.01%
780
+380
+95% +$12.9K
MED icon
1699
Medifast
MED
$135M
$26K ﹤0.01%
164
+61
+59% +$10K
NGVT icon
1700
Ingevity
NGVT
$2.65B
$26K ﹤0.01%
527
+94
+22% +$5.3K
66 67
68
69 70

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.