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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSL
1651
Brightstar Lottery PLC
BRSL
$2.03B
– –
-7,422
Closed -$237K
IIF
1652
Morgan Stanley India Investment Fund
IIF
$221M
– –
-4,929
Closed -$107K
ILCV icon
1653
iShares Morningstar Value ETF
ILCV
$1.35B
– –
-14,747
Closed -$981K
ILF icon
1654
iShares Latin America 40 ETF
ILF
$3.77B
– –
-21,597
Closed -$587K
INDY icon
1655
iShares S&P India Nifty 50 Index Fund
INDY
$569M
– –
-7,309
Closed -$329K
INGR icon
1656
Ingredion
INGR
$6.58B
– –
-8,290
Closed -$878K
INVH icon
1657
Invitation Homes
INVH
$18B
– –
-9,924
Closed -$341K
IOVA icon
1658
Iovance Biotherapeutics
IOVA
$2.83B
– –
-37,758
Closed -$266K
ISD
1659
PGIM High Yield Bond Fund
ISD
$420M
– –
-5,781
Closed -$71.8K
IYC icon
1660
iShares US Consumer Discretionary ETF
IYC
$1.23B
– –
-8,669
Closed -$617K
JAAA icon
1661
Janus Henderson AAA CLO ETF
JAAA
$29.2B
– –
-7,043
Closed -$351K
JBHT icon
1662
JB Hunt Transport Services
JBHT
$25.2B
– –
-6,398
Closed -$1.16M
JD icon
1663
JD.com
JD
$44.5B
– –
-7,234
Closed -$247K
KBE icon
1664
State Street SPDR S&P Bank ETF
KBE
$1.66B
– –
-9,348
Closed -$337K
KBH icon
1665
KB Home
KBH
$3.59B
– –
-1,434
Closed -$74.2K
KD icon
1666
Kyndryl
KD
$3.05B
– –
-11,857
Closed -$157K
KDP icon
1667
Keurig Dr Pepper
KDP
$40.8B
– –
-13,041
Closed -$408K
KMX icon
1668
CarMax
KMX
$8.26B
– –
-6,501
Closed -$544K
LAZ icon
1669
Lazard
LAZ
$4.31B
– –
-7,190
Closed -$230K
LBRDK icon
1670
Liberty Broadband Class C
LBRDK
$5.15B
– –
-6,725
Closed -$539K
LBTYA icon
1671
Liberty Global Class A
LBTYA
$3.6B
– –
-3,782
Closed -$63.8K
LBRT icon
1672
Liberty Energy
LBRT
$3.25B
– –
-9,341
Closed -$125K
LCG
1673
DELISTED
Sterling Capital Focus Equity ETF
LCG
– –
-8,000
Closed -$206K
LDOS icon
1674
Leidos
LDOS
$17.3B
– –
-10,626
Closed -$940K
LEVI icon
1675
Levi Strauss
LEVI
$9.39B
– –
-13,017
Closed -$188K
65 66
67
68 69

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.