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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TW icon
1651
Tradeweb Markets
TW
$21.6B
$208K ﹤0.01%
3,214
+211
+7% +$12.4K
FND icon
1652
Floor & Decor
FND
$6.68B
$207K ﹤0.01%
2,983
+100
+3% +$7.28K
PFGC icon
1653
Performance Food Group
PFGC
$18B
$206K ﹤0.01%
3,543
+2,867
+424% +$156K
RFG icon
1654
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$206K ﹤0.01%
5,750
+230
+4% +$8.42K
GMF icon
1655
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$205K ﹤0.01%
2,140
+8
+0.4% +$743
GRN icon
1656
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
$205K ﹤0.01%
6,490
– –
SOFI icon
1657
SoFi Technologies
SOFI
$23.7B
$205K ﹤0.01%
44,570
-7,509
-14% -$37.2K
EVRG icon
1658
Evergy
EVRG
$19.2B
$204K ﹤0.01%
3,267
+2,235
+217% +$134K
J icon
1659
Jacobs Solutions
J
$17B
$204K ﹤0.01%
2,070
-145
-7% -$14.2K
CORP icon
1660
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$200K ﹤0.01%
2,161
+111
+5% +$10.3K
GER
1661
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$199K ﹤0.01%
15,646
– –
FCAL icon
1662
First Trust California Municipal High income ETF
FCAL
$220M
$198K ﹤0.01%
+4,100
New +$196K
QLYS icon
1663
Qualys
QLYS
$6.35B
$198K ﹤0.01%
1,771
-277
-14% -$34.6K
FTRI icon
1664
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$197K ﹤0.01%
14,389
-2,325
-14% -$31.3K
SWAV
1665
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$197K ﹤0.01%
963
-38
-4% -$9.61K
CGGO icon
1666
Capital Group Global Growth Equity ETF
CGGO
$11.9B
$196K ﹤0.01%
9,340
+1,000
+12% +$20.4K
CSB icon
1667
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$196K ﹤0.01%
3,814
+9
+0.2% +$466
KBWD icon
1668
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$196K ﹤0.01%
13,218
– –
DFE icon
1669
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$195K ﹤0.01%
3,574
+283
+9% +$14.6K
ESS icon
1670
Essex Property Trust
ESS
$18.5B
$195K ﹤0.01%
921
-142
-13% -$31K
FNY icon
1671
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$195K ﹤0.01%
3,465
– –
WD icon
1672
Walker & Dunlop
WD
$1.53B
$194K ﹤0.01%
2,490
+45
+2% +$3.78K
DCP
1673
DELISTED
DCP Midstream, LP
DCP
$194K ﹤0.01%
5,020
– –
CODI icon
1674
Compass Diversified
CODI
$828M
$193K ﹤0.01%
10,638
-46
-0.4% -$864
GBAB
1675
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$193K ﹤0.01%
11,829
-9,121
-44% -$146K
65 66
67
68 69

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.