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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHC icon
1651
Bausch Health
BHC
$2.34B
$162K ﹤0.01%
5,836
+2,341
+67% +$66.4K
SGDM icon
1652
Sprott Gold Miners ETF
SGDM
$662M
$162K ﹤0.01%
6,542
– –
WCN
1653
Waste Connections
WCN
$42B
$162K ﹤0.01%
1,289
+422
+49% +$53.4K
DDD icon
1654
3D Systems Corp
DDD
$613M
$161K ﹤0.01%
5,865
-650
-10% -$19.2K
KSTR icon
1655
KraneShares China Technology & Semiconductor STAR 50 Index ETF
KSTR
$404M
$161K ﹤0.01%
6,986
-1,500
-18% -$38.6K
USFR
1656
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$161K ﹤0.01%
6,430
+3,958
+160% +$99.1K
LGF.B
1657
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$160K ﹤0.01%
12,328
+2,521
+26% +$33.2K
M icon
1658
Macy's
M
$6.68B
$159K ﹤0.01%
7,075
-1,022
-13% -$20.4K
NVTS icon
1659
Navitas Semiconductor
NVTS
$3.63B
$159K ﹤0.01%
16,000
+10,000
+167% +$99.5K
ONEQ icon
1660
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$159K ﹤0.01%
2,835
+5
+0.2% +$288
ILCV icon
1661
iShares Morningstar Value ETF
ILCV
$1.35B
$158K ﹤0.01%
2,483
+4
+0.2% +$261
OZK icon
1662
Bank OZK
OZK
$5.61B
$158K ﹤0.01%
3,692
-2,018
-35% -$84.1K
RSX
1663
DELISTED
VanEck Russia ETF
RSX
$158K ﹤0.01%
5,236
+2,446
+88% +$71.5K
BIT icon
1664
BlackRock Multi-Sector Income Trust
BIT
$702M
$156K ﹤0.01%
8,359
+158
+2% +$2.94K
RA
1665
Brookfield Real Assets Income Fund
RA
$708M
$156K ﹤0.01%
7,507
+23
+0.3% +$507
ARTY
1666
iShares Future AI & Tech ETF
ARTY
$3.81B
$156K ﹤0.01%
3,693
-388
-10% -$17K
BBBY
1667
Bed Bath & Beyond
BBBY
$442M
$155K ﹤0.01%
2,200
– –
BHK icon
1668
BlackRock Core Bond Trust
BHK
$667M
$154K ﹤0.01%
9,334
– –
DFE icon
1669
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$154K ﹤0.01%
+2,146
New +$162K
DWLD icon
1670
Davis Select Worldwide ETF
DWLD
$616M
$154K ﹤0.01%
5,200
+5,000
+2,500% +$157K
SMTI icon
1671
Sanara MedTech
SMTI
$313M
$154K ﹤0.01%
4,500
+1,500
+50% +$53.8K
IIPR icon
1672
Innovative Industrial Properties
IIPR
$1.72B
$153K ﹤0.01%
667
+6
+0.9% +$1.35K
MDYG icon
1673
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$153K ﹤0.01%
2,025
-325
-14% -$25.3K
SIRI icon
1674
SiriusXM
SIRI
$10.1B
$153K ﹤0.01%
2,510
– –
PCEF icon
1675
Invesco CEF Income Composite ETF
PCEF
$813M
$152K ﹤0.01%
6,369
+4,358
+217% +$106K
65 66
67
68 69

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.