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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEM icon
1651
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
$30K ﹤0.01%
+926
New +$30.5K
GSBD icon
1652
Goldman Sachs BDC
GSBD
$1.1B
$30K ﹤0.01%
2,049
+58
+3% +$908
GTO icon
1653
Invesco Total Return Bond ETF
GTO
$2.46B
$30K ﹤0.01%
+522
New +$30.3K
IOVA icon
1654
Iovance Biotherapeutics
IOVA
$2.9B
$30K ﹤0.01%
912
+49
+6% +$1.5K
IYC icon
1655
iShares US Consumer Discretionary ETF
IYC
$1.23B
$30K ﹤0.01%
484
– –
IYG icon
1656
iShares US Financial Services ETF
IYG
$2.21B
$30K ﹤0.01%
756
-144
-16% -$5.94K
NRG icon
1657
NRG Energy
NRG
$25B
$30K ﹤0.01%
1,006
-28
-3% -$925
PDBC icon
1658
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.64B
$30K ﹤0.01%
2,222
+196
+10% +$2.68K
RVTY icon
1659
Revvity
RVTY
$13B
$30K ﹤0.01%
240
-44
-15% -$5.06K
TLRY icon
1660
Tilray
TLRY
$602M
$30K ﹤0.01%
630
+5
+0.8% +$334
IAA
1661
DELISTED
IAA, Inc. Common Stock
IAA
$30K ﹤0.01%
590
+117
+25% +$5.45K
BMVP icon
1662
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$29K ﹤0.01%
948
– –
EWH icon
1663
iShares MSCI Hong Kong ETF
EWH
$1.23B
$29K ﹤0.01%
1,350
– –
FLJP icon
1664
Franklin FTSE Japan ETF
FLJP
$4.05B
$29K ﹤0.01%
1,128
+1,065
+1,690% +$27K
IT icon
1665
Gartner
IT
$12.2B
$29K ﹤0.01%
238
+110
+86% +$14K
IVOV icon
1666
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$29K ﹤0.01%
568
+84
+17% +$4.49K
LCII icon
1667
LCI Industries
LCII
$2.55B
$29K ﹤0.01%
282
+58
+26% +$6.75K
PAG icon
1668
Penske Automotive Group
PAG
$14.2B
$29K ﹤0.01%
621
+431
+227% +$20K
TXRH icon
1669
Texas Roadhouse
TXRH
$13.6B
$29K ﹤0.01%
484
-247
-34% -$14.5K
TY icon
1670
TRI-Continental Corp
TY
$1.91B
$29K ﹤0.01%
1,128
+11
+1% +$286
USA icon
1671
Liberty All-Star Equity Fund
USA
$1.86B
$29K ﹤0.01%
4,865
+142
+3% +$849
WOLF icon
1672
Wolfspeed
WOLF
$1.52B
$29K ﹤0.01%
467
– –
CZR icon
1673
Caesars Entertainment
CZR
$6.13B
$28K ﹤0.01%
500
-1,536
-75% -$67.5K
ELDN icon
1674
Eledon Pharmaceuticals
ELDN
$283M
$28K ﹤0.01%
1,667
– –
FJUL icon
1675
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$28K ﹤0.01%
+920
New +$28.5K
65 66
67
68 69

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.