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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXON
1651
Axon Enterprise
AXON
$46.4B
$8K ﹤0.01%
114
+14
+14% +$886
BLE
1652
DELISTED
BlackRock Municipal Income Trust II
BLE
$8K ﹤0.01%
+506
New +$7.63K
CNA icon
1653
CNA Financial
CNA
$14.5B
$8K ﹤0.01%
+170
New +$7.67K
CUZ icon
1654
Cousins Properties
CUZ
$5.17B
$8K ﹤0.01%
197
– –
EDV icon
1655
Vanguard World Funds Extended Duration ETF
EDV
$3.24B
$8K ﹤0.01%
64
– –
ENOV icon
1656
Enovis
ENOV
$1.81B
$8K ﹤0.01%
+130
New +$7.35K
ESS icon
1657
Essex Property Trust
ESS
$18.4B
$8K ﹤0.01%
26
-10
-28% -$3.16K
ETSY icon
1658
Etsy
ETSY
$7.89B
$8K ﹤0.01%
178
-111
-38% -$5.29K
GMAB icon
1659
Genmab
GMAB
$17.6B
$8K ﹤0.01%
375
-282
-43% -$6.15K
GMF icon
1660
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$430M
$8K ﹤0.01%
82
– –
HSY icon
1661
Hershey
HSY
$35.7B
$8K ﹤0.01%
57
+8
+16% +$1.19K
HY icon
1662
Hyster-Yale Materials Handling
HY
$628M
$8K ﹤0.01%
128
– –
IHDG icon
1663
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.21B
$8K ﹤0.01%
+215
New +$7.5K
LEMB icon
1664
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$717M
$8K ﹤0.01%
176
– –
MIN
1665
Aberdeen Intermediate Income Fund
MIN
$274M
$8K ﹤0.01%
2,100
– –
MKSI icon
1666
MKS Inc
MKSI
$20.9B
$8K ﹤0.01%
72
+58
+414% +$6.08K
NFG icon
1667
National Fuel Gas
NFG
$7.87B
$8K ﹤0.01%
+175
New +$7.98K
NVT icon
1668
nVent Electric
NVT
$25.8B
$8K ﹤0.01%
331
+200
+153% +$4.65K
PEB icon
1669
Pebblebrook Hotel Trust
PEB
$2.18B
$8K ﹤0.01%
290
-324
-53% -$8.54K
RDFN
1670
DELISTED
Redfin
RDFN
$8K ﹤0.01%
400
– –
SE icon
1671
Sea Limited
SE
$68.1B
$8K ﹤0.01%
194
+69
+55% +$2.32K
TNL icon
1672
Travel + Leisure Co
TNL
$4.72B
$8K ﹤0.01%
151
-11
-7% -$527
SWN
1673
DELISTED
Southwestern Energy Company
SWN
$8K ﹤0.01%
3,100
– –
LTRPA
1674
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$8K ﹤0.01%
1,104
+4
+0.4% +$32
SRNE
1675
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$8K ﹤0.01%
2,300
– –
65 66
67
68 69

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.