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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSEW icon
1626
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
– –
-8,649
Closed -$541K
GSST icon
1627
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.58B
– –
-14,528
Closed -$725K
GSY icon
1628
Invesco Ultra Short Duration ETF
GSY
$3.9B
– –
-5,853
Closed -$291K
GTY
1629
Getty Realty Corp
GTY
$2.07B
– –
-6,336
Closed -$214K
GWRE icon
1630
Guidewire Software
GWRE
$14.2B
– –
-8,792
Closed -$669K
HAS icon
1631
Hasbro
HAS
$13.2B
– –
-7,982
Closed -$517K
HEWJ icon
1632
iShares Currency Hedged MSCI Japan ETF
HEWJ
$744M
– –
-8,073
Closed -$272K
HEZU icon
1633
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
– –
-6,360
Closed -$208K
HIMS icon
1634
Hims & Hers Health
HIMS
$7.31B
– –
-31,452
Closed -$190K
HLI icon
1635
Houlihan Lokey
HLI
$9.02B
– –
-6,964
Closed -$685K
HMC icon
1636
Honda
HMC
$41.3B
– –
-23,710
Closed -$719K
HMN icon
1637
Horace Mann Educators
HMN
$2.11B
– –
-5,907
Closed -$175K
HPS
1638
John Hancock Preferred Income Fund III
HPS
$458M
– –
-10,478
Closed -$147K
HQH
1639
abrdn Healthcare Investors
HQH
$1.32B
– –
-12,954
Closed -$221K
HQY icon
1640
HealthEquity
HQY
$8.75B
– –
-7,564
Closed -$478K
HR icon
1641
Healthcare Realty
HR
$6.84B
– –
-5,475
Closed -$103K
HUM icon
1642
Humana
HUM
$46.2B
– –
-6,821
Closed -$3.04M
HWM icon
1643
Howmet Aerospace
HWM
$113B
– –
-6,936
Closed -$344K
HYHG icon
1644
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
– –
-7,995
Closed -$489K
HYLB icon
1645
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
– –
-9,199
Closed -$317K
HYLS icon
1646
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
– –
-10,418
Closed -$413K
IEV icon
1647
iShares Europe ETF
IEV
$1.7B
– –
-6,750
Closed -$341K
IGBH icon
1648
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$221M
– –
-7,985
Closed -$190K
IGHG icon
1649
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-8,991
Closed -$655K
IGM icon
1650
iShares Expanded Tech Sector ETF
IGM
$10.7B
– –
-39,618
Closed -$2.59M
64 65
66
67 68

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.