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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEP
1626
DELISTED
Holly Energy Partners, L.P.
HEP
$211K ﹤0.01%
12,850
– –
BILL icon
1627
BILL Holdings
BILL
$4.78B
$210K ﹤0.01%
845
-214
-20% -$60.5K
EWS icon
1628
iShares MSCI Singapore ETF
EWS
$1.08B
$210K ﹤0.01%
9,820
– –
JKHY icon
1629
Jack Henry & Associates
JKHY
$11.1B
$209K ﹤0.01%
1,256
+98
+8% +$15.9K
NBXG
1630
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$209K ﹤0.01%
12,109
+4,165
+52% +$76.2K
RPAY icon
1631
Repay Holdings
RPAY
$327M
$209K ﹤0.01%
11,467
– –
DLTR icon
1632
Dollar Tree
DLTR
$25.2B
$207K ﹤0.01%
1,477
-76
-5% -$9.23K
HBI
1633
DELISTED
Hanesbrands
HBI
$207K ﹤0.01%
12,469
+284
+2% +$4.83K
SJNK icon
1634
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$207K ﹤0.01%
7,640
+5,288
+225% +$144K
BRX icon
1635
Brixmor Property Group
BRX
$9.32B
$206K ﹤0.01%
8,132
+39
+0.5% +$936
J icon
1636
Jacobs Solutions
J
$17B
$205K ﹤0.01%
1,790
+969
+118% +$112K
AFT
1637
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$205K ﹤0.01%
12,750
+11,000
+629% +$177K
MYI icon
1638
BlackRock MuniYield Quality Fund III
MYI
$721M
$204K ﹤0.01%
13,794
-4,633
-25% -$67.7K
SVSVU
1639
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$204K ﹤0.01%
19,301
-19,799
-51% -$202K
RVLV icon
1640
Revolve Group
RVLV
$1.73B
$203K ﹤0.01%
3,634
+500
+16% +$35.2K
TSN icon
1641
Tyson Foods
TSN
$20.4B
$203K ﹤0.01%
2,338
-3,080
-57% -$253K
AI icon
1642
C3.ai
AI
$1.59B
$202K ﹤0.01%
6,467
+2,795
+76% +$113K
DBC icon
1643
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$202K ﹤0.01%
9,750
– –
UNG icon
1644
United States Natural Gas Fund
UNG
$455M
$202K ﹤0.01%
4,063
+4,062
+406,200% +$264K
CORP icon
1645
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$200K ﹤0.01%
+1,778
New +$201K
FNDA icon
1646
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$200K ﹤0.01%
7,214
+612
+9% +$16.9K
ENNVU
1647
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
$200K ﹤0.01%
19,919
-22,550
-53% -$228K
NDAQ icon
1648
Nasdaq
NDAQ
$52.9B
$199K ﹤0.01%
2,853
-240
-8% -$16.3K
PAY icon
1649
Paymentus
PAY
$4.86B
$199K ﹤0.01%
5,700
+1,700
+43% +$46.9K
INDB icon
1650
Independent Bank
INDB
$3.97B
$198K ﹤0.01%
2,432
+2,359
+3,232% +$196K
64 65
66
67 68

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.