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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWONK icon
1626
Liberty Media Series C
FWONK
$25.7B
$33K ﹤0.01%
947
+188
+25% +$6.61K
HIO
1627
Western Asset High Income Opportunity Fund
HIO
$338M
$33K ﹤0.01%
6,759
+5,259
+351% +$25.8K
PEO
1628
Adams Natural Resources Fund
PEO
$749M
$33K ﹤0.01%
3,564
+1,638
+85% +$17.8K
SMFG icon
1629
Sumitomo Mitsui Financial
SMFG
$161B
$33K ﹤0.01%
5,938
+1,097
+23% +$6.29K
SPLB icon
1630
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$33K ﹤0.01%
+1,043
New +$33.9K
XT icon
1631
iShares Future Exponential Technologies ETF
XT
$3.99B
$33K ﹤0.01%
694
-759
-52% -$36.3K
DEX
1632
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$33K ﹤0.01%
3,767
+30
+0.8% +$263
BANX
1633
ArrowMark Financial
BANX
$196M
$32K ﹤0.01%
+1,700
New +$30.8K
BLDP
1634
Ballard Power Systems
BLDP
$772M
$32K ﹤0.01%
2,143
+1,310
+157% +$21.1K
CMS icon
1635
CMS Energy
CMS
$21.6B
$32K ﹤0.01%
531
-289
-35% -$17.7K
ICLR icon
1636
Icon
ICLR
$12.8B
$32K ﹤0.01%
168
+93
+124% +$17.1K
MPT
1637
Medical Properties Trust
MPT
$2.48B
$32K ﹤0.01%
1,851
+1,265
+216% +$23.5K
NVCR icon
1638
NovoCure
NVCR
$2.01B
$32K ﹤0.01%
288
– –
NVR icon
1639
NVR
NVR
$16.8B
$32K ﹤0.01%
8
– –
PWB icon
1640
Invesco Large Cap Growth ETF
PWB
$2.39B
$32K ﹤0.01%
525
– –
RACE icon
1641
Ferrari
RACE
$71.4B
$32K ﹤0.01%
174
-112
-39% -$20.8K
RVLV icon
1642
Revolve Group
RVLV
$1.73B
$32K ﹤0.01%
2,000
– –
VWOB icon
1643
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$32K ﹤0.01%
422
+4
+1% +$319
AWI icon
1644
Armstrong World Industries
AWI
$7.76B
$31K ﹤0.01%
454
+165
+57% +$12.1K
DLS icon
1645
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$31K ﹤0.01%
520
-1,722
-77% -$101K
EOI
1646
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$31K ﹤0.01%
+2,175
New +$32.7K
FIBK icon
1647
First Interstate BancSystem
FIBK
$3.56B
$31K ﹤0.01%
1,000
– –
BKR icon
1648
Baker Hughes
BKR
$63.6B
$30K ﹤0.01%
2,352
-196
-8% -$3K
BTO
1649
John Hancock Financial Opportunities Fund
BTO
$800M
$30K ﹤0.01%
1,400
-3,981
-74% -$87.3K
CNO icon
1650
CNO Financial Group
CNO
$5.12B
$30K ﹤0.01%
1,888
-391
-17% -$6.27K
64 65
66
67 68

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.