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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLS
1626
DELISTED
Regulus Therapeutics
RGLS
$5K ﹤0.01%
+667
New +$5.43K
RPM icon
1627
RPM International
RPM
$14.6B
$5K ﹤0.01%
77
-227
-75% -$15K
RS icon
1628
Reliance Steel & Aluminium
RS
$21.2B
$5K ﹤0.01%
55
-63
-53% -$6.15K
RWO icon
1629
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$5K ﹤0.01%
+100
New +$5.08K
RYTM icon
1630
Rhythm Pharmaceuticals
RYTM
$7.18B
$5K ﹤0.01%
249
– –
SHOP icon
1631
Shopify
SHOP
$156B
$5K ﹤0.01%
+150
New +$5.14K
SLYG icon
1632
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.26B
$5K ﹤0.01%
80
– –
TBBK icon
1633
The Bancorp
TBBK
$3.01B
$5K ﹤0.01%
497
– –
TME icon
1634
Tencent Music
TME
$15.5B
$5K ﹤0.01%
375
– –
TR icon
1635
Tootsie Roll Industries
TR
$2.99B
$5K ﹤0.01%
170
– –
UUP icon
1636
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$5K ﹤0.01%
+180
New +$4.79K
VOC icon
1637
VOC Energy
VOC
$51.9M
$5K ﹤0.01%
+1,000
New +$5.28K
VSTM icon
1638
Verastem
VSTM
$511M
$5K ﹤0.01%
+333
New +$5.41K
X
1639
DELISTED
US Steel
X
$5K ﹤0.01%
+397
New +$5.11K
UFOX
1640
Defiance Space and Connective Tech ETF
UFOX
$905M
$5K ﹤0.01%
+213
New +$5.18K
AXNX
1641
DELISTED
Axonics, Inc. Common Stock
AXNX
$5K ﹤0.01%
200
– –
TUP
1642
DELISTED
Tupperware Brands Corporation
TUP
$5K ﹤0.01%
339
– –
SLCA
1643
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$5K ﹤0.01%
517
– –
CPE
1644
DELISTED
Callon Petroleum Company
CPE
$5K ﹤0.01%
124
-9
-7% -$439
CS
1645
DELISTED
Credit Suisse Group
CS
$5K ﹤0.01%
404
-2,952
-88% -$35.5K
BBBY
1646
DELISTED
Bed Bath & Beyond Inc
BBBY
$5K ﹤0.01%
515
– –
SRNE
1647
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$5K ﹤0.01%
+2,300
New +$5.36K
PRTY
1648
DELISTED
Party City Holdco Inc.
PRTY
$5K ﹤0.01%
826
-53
-6% -$302
SHI
1649
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$5K ﹤0.01%
181
+102
+129% +$3.35K
BMTC
1650
DELISTED
Bryn Mawr Bank Corp
BMTC
$5K ﹤0.01%
130
– –
64 65
66
67 68

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.