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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THQ
1601
abrdn Healthcare Opportunities Fund
THQ
$796M
$278K ﹤0.01%
13,832
-90
-0.6% -$1.73K
SUSC icon
1602
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$278K ﹤0.01%
+12,083
New +$277K
SPLB icon
1603
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.17B
$277K ﹤0.01%
+11,935
New +$276K
SMFG icon
1604
Sumitomo Mitsui Financial
SMFG
$164B
$276K ﹤0.01%
+23,484
New +$252K
SBSW icon
1605
Sibanye-Stillwater
SBSW
$7.53B
$276K ﹤0.01%
58,555
+13,482
+30% +$61.9K
INOD icon
1606
Innodata
INOD
$2.04B
$273K ﹤0.01%
+41,312
New +$343K
NAT icon
1607
Nordic American Tanker
NAT
$1.37B
$272K ﹤0.01%
+69,514
New +$292K
PID icon
1608
Invesco International Dividend Achievers ETF
PID
$919M
$272K ﹤0.01%
14,688
+327
+2% +$5.97K
QS icon
1609
QuantumScape Corp
QS
$3.74B
$272K ﹤0.01%
43,247
-826
-2% -$5.56K
PBR icon
1610
Petrobras
PBR
$116B
$272K ﹤0.01%
+17,871
New +$291K
NXP icon
1611
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$271K ﹤0.01%
18,800
-6,000
-24% -$87.6K
BSCW icon
1612
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.5B
$271K ﹤0.01%
13,375
+1,475
+12% +$29.9K
WDS icon
1613
Woodside Energy
WDS
$42.6B
$270K ﹤0.01%
13,520
-3,572
-21% -$72.3K
AGD
1614
abrdn Global Dynamic Dividend Fund
AGD
$320M
$270K ﹤0.01%
27,757
– –
FLGB icon
1615
Franklin FTSE United Kingdom ETF
FLGB
$903M
$269K ﹤0.01%
+10,310
New +$258K
LGOV icon
1616
First Trust Long Duration Opportunities ETF
LGOV
$622M
$268K ﹤0.01%
12,527
+181
+1% +$3.89K
MUE
1617
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$264K ﹤0.01%
25,972
+234
+0.9% +$2.34K
CODI icon
1618
Compass Diversified
CODI
$828M
$264K ﹤0.01%
10,954
+66
+0.6% +$1.5K
CHW
1619
Calamos Global Dynamic Income Fund
CHW
$545M
$264K ﹤0.01%
40,500
– –
QQQX icon
1620
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$261K ﹤0.01%
10,813
+600
+6% +$14.1K
FTRI icon
1621
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$260K ﹤0.01%
+19,592
New +$247K
IBMM
1622
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$260K ﹤0.01%
+10,006
New +$260K
LCID icon
1623
Lucid Motors
LCID
$2.77B
$255K ﹤0.01%
8,952
+3,244
+57% +$103K
SNOV icon
1624
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$118M
$255K ﹤0.01%
+11,700
New +$248K
VSTS icon
1625
Vestis
VSTS
$1.88B
$253K ﹤0.01%
13,131
-718
-5% -$14.2K
63 64
65
66 67

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.