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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRPT icon
1601
Freshpet
FRPT
$3.22B
– –
-5,901
Closed -$299K
FTA icon
1602
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
– –
-5,738
Closed -$383K
FTAI icon
1603
FTAI Aviation
FTAI
$22.2B
– –
-22,690
Closed -$718K
FTLS icon
1604
First Trust Long/Short Equity ETF
FTLS
$2.5B
– –
-7,929
Closed -$419K
FTXG icon
1605
First Trust Nasdaq Food & Beverage ETF
FTXG
$23.9M
– –
-60,468
Closed -$1.59M
FVAL icon
1606
Fidelity Value Factor ETF
FVAL
$1.38B
– –
-5,124
Closed -$252K
FXH icon
1607
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
– –
-8,374
Closed -$907K
FYX icon
1608
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
– –
-7,528
Closed -$619K
GBAB
1609
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
– –
-11,715
Closed -$191K
GBTG icon
1610
American Express Global Business Travel
GBTG
$4.94B
– –
-24,377
Closed -$176K
GCV
1611
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
– –
-25,739
Closed -$111K
GEL icon
1612
Genesis Energy
GEL
$1.85B
– –
-15,287
Closed -$146K
GEN icon
1613
Gen Digital
GEN
$17.5B
– –
-9,126
Closed -$169K
GGN
1614
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-35,204
Closed -$132K
GIGB icon
1615
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
– –
-8,070
Closed -$365K
GII icon
1616
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
– –
-12,533
Closed -$669K
GJAN icon
1617
FT Vest US Equity Moderate Buffer ETF January
GJAN
$439M
– –
-7,000
Closed -$228K
GLO
1618
Clough Global Opportunities Fund
GLO
$257M
– –
-60,719
Closed -$304K
GLQ
1619
Clough Global Equity Fund
GLQ
$158M
– –
-40,728
Closed -$254K
GNK icon
1620
Genco Shipping & Trading
GNK
$1.1B
– –
-8,000
Closed -$112K
GNOM icon
1621
Global X Genomics & Biotechnology ETF
GNOM
$85.2M
– –
-7,400
Closed -$359K
GNPX icon
1622
Genprex
GNPX
$2.16M
– –
-3
Closed -$142K
GNTX icon
1623
Gentex
GNTX
$5.07B
– –
-13,492
Closed -$395K
GPK icon
1624
Graphic Packaging
GPK
$3.58B
– –
-9,393
Closed -$226K
GRN icon
1625
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
– –
-6,480
Closed -$229K
63 64
65
66 67

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.