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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGEN
1601
Agenus
AGEN
$286M
$36K ﹤0.01%
459
– –
CC icon
1602
Chemours
CC
$2.22B
$36K ﹤0.01%
1,760
+149
+9% +$2.88K
SPYM
1603
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$36K ﹤0.01%
+917
New +$35.7K
VMO icon
1604
Invesco Municipal Opportunity Trust
VMO
$662M
$36K ﹤0.01%
3,010
– –
QVCGA
1605
DELISTED
QVC Group Inc Series A
QVCGA
$36K ﹤0.01%
102
-14
-12% -$6.62K
NKLA
1606
DELISTED
Nikola Corporation Common Stock
NKLA
$36K ﹤0.01%
59
+51
+638% +$59.4K
TRHC
1607
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$36K ﹤0.01%
900
– –
EWZ icon
1608
iShares MSCI Brazil ETF
EWZ
$8.91B
$35K ﹤0.01%
1,300
+400
+44% +$12.3K
IGD
1609
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$520M
$35K ﹤0.01%
+7,105
New +$35.3K
QRVO icon
1610
Qorvo
QRVO
$8.61B
$35K ﹤0.01%
272
-18
-6% -$2.23K
SCHB icon
1611
Schwab US Broad Market ETF
SCHB
$44.9B
$35K ﹤0.01%
2,700
+1,308
+94% +$17.2K
VSS icon
1612
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$35K ﹤0.01%
340
+329
+2,991% +$34.3K
AVYA
1613
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$35K ﹤0.01%
2,308
– –
AVK
1614
Advent Convertible and Income Fund
AVK
$566M
$34K ﹤0.01%
2,568
– –
CAKE icon
1615
Cheesecake Factory
CAKE
$5.49B
$34K ﹤0.01%
1,244
-149
-11% -$3.91K
GVIP icon
1616
Goldman Sachs Hedge Industry VIP ETF
GVIP
$574M
$34K ﹤0.01%
444
+259
+140% +$19K
HUBB icon
1617
Hubbell
HUBB
$26.8B
$34K ﹤0.01%
254
+24
+10% +$3.3K
ROM icon
1618
ProShares Ultra Technology
ROM
$1.28B
$34K ﹤0.01%
1,200
– –
SLRC icon
1619
SLR Investment Corp
SLRC
$703M
$34K ﹤0.01%
2,150
– –
TM icon
1620
Toyota
TM
$223B
$34K ﹤0.01%
258
+134
+108% +$17.4K
ISBC
1621
DELISTED
Investors Bancorp, Inc.
ISBC
$34K ﹤0.01%
4,808
-219
-4% -$1.74K
AER icon
1622
AerCap
AER
$23.6B
$33K ﹤0.01%
1,320
+53
+4% +$1.54K
CMRE icon
1623
Costamare
CMRE
$1.75B
$33K ﹤0.01%
5,503
– –
ENR icon
1624
Energizer
ENR
$1.49B
$33K ﹤0.01%
866
+58
+7% +$2.66K
FLEX icon
1625
Flex
FLEX
$45B
$33K ﹤0.01%
3,943
+434
+12% +$3.54K
63 64
65
66 67

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.