We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTEC icon
1601
ALPS Disruptive Technologies ETF
DTEC
$75.4M
$5K ﹤0.01%
+170
New +$5.05K
EELV icon
1602
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
$5K ﹤0.01%
+214
New +$4.99K
ERTH icon
1603
Invesco MSCI Sustainable Future ETF
ERTH
$137M
$5K ﹤0.01%
+113
New +$4.98K
FRT icon
1604
Federal Realty Investment Trust
FRT
$10.6B
$5K ﹤0.01%
35
-3
-8% -$396
GIB icon
1605
CGI
GIB
$15.4B
$5K ﹤0.01%
+62
New +$4.83K
GRFS
1606
Grifois
GRFS
$5.49B
$5K ﹤0.01%
259
-390
-60% -$8.37K
GSLC icon
1607
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$5K ﹤0.01%
+80
New +$4.76K
HHH icon
1608
Howard Hughes
HHH
$3.91B
$5K ﹤0.01%
40
+27
+208% +$3.34K
IDCC icon
1609
InterDigital
IDCC
$8.34B
$5K ﹤0.01%
94
– –
IEUR icon
1610
iShares Core MSCI Europe ETF
IEUR
$9.09B
$5K ﹤0.01%
+117
New +$5.31K
IEX icon
1611
IDEX
IEX
$17.5B
$5K ﹤0.01%
33
-78
-70% -$12.9K
IR icon
1612
Ingersoll Rand
IR
$34.7B
$5K ﹤0.01%
178
– –
JPI
1613
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$5K ﹤0.01%
200
– –
KN icon
1614
Knowles
KN
$3.45B
$5K ﹤0.01%
245
– –
MITT
1615
TPG Mortgage Investment Trust
MITT
$227M
$5K ﹤0.01%
115
– –
MTX icon
1616
Minerals Technologies
MTX
$2.34B
$5K ﹤0.01%
94
– –
NDAQ icon
1617
Nasdaq
NDAQ
$52.3B
$5K ﹤0.01%
144
– –
NDSN icon
1618
Nordson
NDSN
$17.3B
$5K ﹤0.01%
36
-168
-82% -$23.4K
NVRI icon
1619
Enviri
NVRI
$671M
$5K ﹤0.01%
242
– –
ORI icon
1620
Old Republic International
ORI
$10.5B
$5K ﹤0.01%
+205
New +$4.68K
PAGS icon
1621
PagSeguro Digital
PAGS
$2.66B
$5K ﹤0.01%
114
– –
PBA icon
1622
Pembina Pipeline
PBA
$28.1B
$5K ﹤0.01%
123
-10,314
-99% -$382K
PBJ icon
1623
Invesco Food & Beverage ETF
PBJ
$108M
$5K ﹤0.01%
135
– –
POST icon
1624
Post Holdings
POST
$4.11B
$5K ﹤0.01%
72
– –
REXR icon
1625
Rexford Industrial Realty
REXR
$8.25B
$5K ﹤0.01%
117
-92
-44% -$3.93K
63 64
65
66 67

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.