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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEL icon
1576
Genesis Energy
GEL
$1.84B
$240K ﹤0.01%
17,916
-623
-3% -$8.48K
NVST icon
1577
Envista
NVST
$4.52B
$238K ﹤0.01%
12,032
-34,380
-74% -$599K
SEMR
1578
DELISTED
Semrush
SEMR
$236K ﹤0.01%
15,016
-155,046
-91% -$2.16M
BUFZ icon
1579
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.02B
$235K ﹤0.01%
10,000
– –
KBWD icon
1580
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$233K ﹤0.01%
15,260
+457
+3% +$7.02K
DBO icon
1581
Invesco DB Oil Fund
DBO
$366M
$232K ﹤0.01%
16,583
– –
BLE
1582
DELISTED
BlackRock Municipal Income Trust II
BLE
$230K ﹤0.01%
20,447
-1,775
-8% -$19.6K
AMPS
1583
DELISTED
Altus Power
AMPS
$230K ﹤0.01%
72,250
– –
CRGY icon
1584
Crescent Energy
CRGY
$3.82B
$228K ﹤0.01%
20,857
-2,567
-11% -$29.3K
PBR icon
1585
Petrobras
PBR
$116B
$226K ﹤0.01%
15,664
+503
+3% +$7.4K
CHW
1586
Calamos Global Dynamic Income Fund
CHW
$545M
$226K ﹤0.01%
31,500
– –
JPC icon
1587
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$225K ﹤0.01%
27,859
-5,386
-16% -$41.8K
PARA
1588
DELISTED
Paramount Global Class B
PARA
$225K ﹤0.01%
21,146
+1,845
+10% +$20.1K
DMB
1589
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$223K ﹤0.01%
+20,000
New +$217K
ACMR icon
1590
ACM Research
ACMR
$5.79B
$220K ﹤0.01%
10,846
-1,767
-14% -$33.9K
PDCO
1591
DELISTED
Patterson Companies, Inc.
PDCO
$219K ﹤0.01%
+10,034
New +$237K
HFRO
1592
Highland Opportunities and Income Fund
HFRO
$407M
$219K ﹤0.01%
35,734
-7,954
-18% -$48.4K
GSG icon
1593
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
$218K ﹤0.01%
10,363
– –
BSCO
1594
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$216K ﹤0.01%
+10,228
New +$216K
NML
1595
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$210K ﹤0.01%
25,642
+57
+0.2% +$456
BGT icon
1596
BlackRock Floating Rate Income Trust
BGT
$325M
$210K ﹤0.01%
16,200
– –
FCEL icon
1597
FuelCell Energy
FCEL
$1.63B
$208K ﹤0.01%
18,280
+738
+4% +$10.9K
TIPX icon
1598
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$208K ﹤0.01%
+10,965
New +$205K
XNCR icon
1599
Xencor
XNCR
$1.55B
$205K ﹤0.01%
+10,211
New +$192K
IEP icon
1600
Icahn Enterprises
IEP
$5.3B
$205K ﹤0.01%
15,136
-17,413
-53% -$263K
62 63
64
65 66

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.