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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
1576
Medical Properties Trust
MPT
$2.78B
– –
-76,016
Closed -$414K
NBXG
1577
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
– –
-28,745
Closed -$300K
NXPI icon
1578
NXP Semiconductors
NXPI
$59B
– –
-19,861
Closed -$3.97M
ORI icon
1579
Old Republic International
ORI
$10.5B
– –
-10,263
Closed -$277K
OZK icon
1580
Bank OZK
OZK
$5.65B
– –
-11,171
Closed -$414K
PAG icon
1581
Penske Automotive Group
PAG
$14.2B
– –
-12,039
Closed -$2.01M
PAGS icon
1582
PagSeguro Digital
PAGS
$2.59B
– –
-30,138
Closed -$259K
PARA
1583
DELISTED
Paramount Global Class B
PARA
– –
-137,361
Closed -$1.77M
PBP icon
1584
Invesco S&P 500 BuyWrite ETF
PBP
$361M
– –
-16,684
Closed -$356K
PCOR icon
1585
Procore
PCOR
$8.37B
– –
-11,740
Closed -$767K
PFLD icon
1586
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
– –
-10,169
Closed -$212K
PVI icon
1587
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
– –
-10,863
Closed -$270K
RJF icon
1588
Raymond James Financial
RJF
$34.4B
– –
-283,015
Closed -$28.4M
SCHP icon
1589
Schwab US TIPS ETF
SCHP
$16.3B
– –
-37,618
Closed -$950K
SCHV
1590
Schwab US Large-Cap Value ETF
SCHV
$16B
– –
-36,705
Closed -$789K
SMP icon
1591
Standard Motor Products
SMP
$887M
– –
-244,822
Closed -$8.23M
SSYS icon
1592
Stratasys
SSYS
$774M
– –
-36,269
Closed -$494K
STEL
1593
DELISTED
Stellar Bancorp
STEL
– –
-11,097
Closed -$237K
STR
1594
DELISTED
Sitio Royalties
STR
– –
-11,603
Closed -$281K
SUSC icon
1595
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-11,649
Closed -$254K
TECH icon
1596
Bio-Techne
TECH
$11.2B
– –
-15,233
Closed -$1.04M
TMP icon
1597
Tompkins Financial
TMP
$1.44B
– –
-12,236
Closed -$599K
TOL icon
1598
Toll Brothers
TOL
$14.1B
– –
-13,116
Closed -$970K
TROW icon
1599
T. Rowe Price
TROW
$24.2B
– –
-11,131
Closed -$1.17M
USTB icon
1600
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.33B
– –
-13,684
Closed -$669K
61 62 63
64
65

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.