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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTC icon
1576
Elastic
ESTC
$7.81B
– –
-7,291
Closed -$375K
ETSY icon
1577
Etsy
ETSY
$7.85B
– –
-5,604
Closed -$474K
EUFN icon
1578
iShares MSCI Europe Financials ETF
EUFN
$4.29B
– –
-8,508
Closed -$163K
EVLV icon
1579
Evolv Technologies
EVLV
$1.1B
– –
-41,697
Closed -$250K
EVN
1580
Eaton Vance Municipal Income Trust
EVN
$426M
– –
-10,948
Closed -$109K
EWBC icon
1581
East-West Bancorp
EWBC
$18B
– –
-154,851
Closed -$8.17M
EWG icon
1582
iShares MSCI Germany ETF
EWG
$1.62B
– –
-1,767
Closed -$50.5K
EXP icon
1583
Eagle Materials
EXP
$6.57B
– –
-5,421
Closed -$1.01M
EXPD icon
1584
Expeditors International
EXPD
$23.2B
– –
-14,387
Closed -$1.74M
EXPE icon
1585
Expedia Group
EXPE
$37.3B
– –
-5,620
Closed -$615K
FAB icon
1586
First Trust Multi Cap Value AlphaDEX Fund
FAB
$171M
– –
-10,719
Closed -$760K
FALN icon
1587
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
– –
-8,746
Closed -$222K
FBT icon
1588
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
– –
-6,404
Closed -$981K
FCG icon
1589
First Trust Natural Gas ETF
FCG
$623M
– –
-7,156
Closed -$167K
FCOM icon
1590
Fidelity MSCI Communication Services Index ETF
FCOM
$1.81B
– –
-8,000
Closed -$322K
FDD icon
1591
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
– –
-10,120
Closed -$115K
FDMO icon
1592
Fidelity Momentum Factor ETF
FDMO
$958M
– –
-6,630
Closed -$321K
FINS
1593
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
– –
-13,334
Closed -$157K
FIXD icon
1594
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-8,526
Closed -$377K
FLC
1595
Flaherty & Crumrine Total Return Fund
FLC
$175M
– –
-9,172
Closed -$132K
FLQL icon
1596
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
– –
-9,075
Closed -$406K
FLS icon
1597
Flowserve
FLS
$10.2B
– –
-9,252
Closed -$344K
FMC icon
1598
FMC
FMC
$1.33B
– –
-8,893
Closed -$928K
FOXA icon
1599
Fox Class A
FOXA
$26.9B
– –
-7,503
Closed -$255K
FROG icon
1600
JFrog
FROG
$10.8B
– –
-9,329
Closed -$169K
62 63
64
65 66

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.