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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYEM icon
1576
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$242K ﹤0.01%
13,327
-23
-0.2% -$399
UAN icon
1577
CVR Partners
UAN
$1.34B
$242K ﹤0.01%
2,410
+2,320
+2,578% +$273K
YEXT icon
1578
Yext
YEXT
$574M
$241K ﹤0.01%
36,949
-12,492
-25% -$68.1K
OXLC
1579
Oxford Lane Capital
OXLC
$898M
$240K ﹤0.01%
9,470
+63
+0.7% +$1.63K
PRFZ icon
1580
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$240K ﹤0.01%
7,600
-4,365
-36% -$140K
MSTR icon
1581
Strategy Inc
MSTR
$38.4B
$238K ﹤0.01%
16,850
-1,190
-7% -$24.3K
ORI icon
1582
Old Republic International
ORI
$10.4B
$238K ﹤0.01%
9,927
+1,370
+16% +$32.1K
PPBI
1583
DELISTED
Pacific Premier Bancorp
PPBI
$238K ﹤0.01%
7,543
– –
TEAM icon
1584
Atlassian
TEAM
$37.8B
$238K ﹤0.01%
1,863
-8,214
-82% -$1.31M
CGBD icon
1585
Carlyle Secured Lending
CGBD
$758M
$237K ﹤0.01%
16,584
+4,186
+34% +$55.9K
SLYV icon
1586
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$237K ﹤0.01%
3,197
+130
+4% +$9.75K
NWPX icon
1587
NWPX Infrastructure Inc
NWPX
$1.15B
$235K ﹤0.01%
7,000
– –
OM icon
1588
Outset Medical
OM
$90.8M
$235K ﹤0.01%
611
-946
-61% -$267K
SRVR icon
1589
Pacer Data & Infrastructure Real Estate ETF
SRVR
$381M
$235K ﹤0.01%
8,119
-1,298
-14% -$37.6K
CNP icon
1590
CenterPoint Energy
CNP
$26.8B
$233K ﹤0.01%
7,812
+1,153
+17% +$33.5K
EDD
1591
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$233K ﹤0.01%
52,962
-5,962
-10% -$25.1K
GBF icon
1592
iShares Government/Credit Bond ETF
GBF
$128M
$233K ﹤0.01%
2,271
– –
PBF icon
1593
PBF Energy
PBF
$7.31B
$233K ﹤0.01%
5,721
+3,796
+197% +$158K
IGE icon
1594
iShares North American Natural Resources ETF
IGE
$754M
$232K ﹤0.01%
5,717
+1
+0% +$41
IFLN
1595
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$232K ﹤0.01%
13,582
-207
-2% -$3.52K
PSLV icon
1596
Sprott Physical Silver Trust
PSLV
$13.2B
$232K ﹤0.01%
28,221
+3,600
+15% +$26.3K
FNDF icon
1597
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$231K ﹤0.01%
7,966
+2,643
+50% +$74.2K
CNR
1598
Core Natural Resources Inc
CNR
$4.45B
$230K ﹤0.01%
3,552
+480
+16% +$32.4K
BSCN
1599
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$230K ﹤0.01%
10,965
– –
OCSL icon
1600
Oaktree Specialty Lending
OCSL
$1.14B
$229K ﹤0.01%
11,119
+619
+6% +$12.5K
62 63
64
65 66

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.