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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNL icon
1551
Broadstone Net Lease
BNL
$4.02B
$378K ﹤0.01%
23,826
+892
+4% +$15.5K
AVPT icon
1552
AvePoint
AVPT
$2.71B
$376K ﹤0.01%
22,791
+35
+0.2% +$532
PSCJ icon
1553
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$373K ﹤0.01%
14,000
– –
AAMI
1554
Acadian Asset Management
AAMI
$3.2B
$372K ﹤0.01%
+14,123
New +$396K
MFC icon
1555
Manulife Financial
MFC
$73.5B
$372K ﹤0.01%
+12,155
New +$377K
FALN icon
1556
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$371K ﹤0.01%
13,906
-1,067
-7% -$28.8K
PZC
1557
DELISTED
PIMCO California Municipal Income Fund III
PZC
$369K ﹤0.01%
53,743
+638
+1% +$4.59K
MUST icon
1558
Columbia Multi-Sector Municipal Income ETF
MUST
$595M
$369K ﹤0.01%
+18,175
New +$374K
APA icon
1559
APA Corp
APA
$13.3B
$369K ﹤0.01%
15,861
-11,446
-42% -$268K
VNT icon
1560
Vontier
VNT
$4.94B
$368K ﹤0.01%
+10,100
New +$373K
VTRS icon
1561
Viatris
VTRS
$19.1B
$368K ﹤0.01%
29,564
-3,479
-11% -$42.8K
BSCP
1562
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$367K ﹤0.01%
17,778
-491
-3% -$10.1K
BST icon
1563
BlackRock Science and Technology Trust
BST
$1.69B
$366K ﹤0.01%
+10,020
New +$368K
FNDX icon
1564
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$363K ﹤0.01%
+15,318
New +$371K
NCLH icon
1565
Norwegian Cruise Line
NCLH
$8.84B
$361K ﹤0.01%
14,090
-263
-2% -$6.65K
JETS icon
1566
US Global Jets ETF
JETS
$800M
$357K ﹤0.01%
14,067
– –
BUG icon
1567
Global X Cybersecurity ETF
BUG
$1.46B
$356K ﹤0.01%
11,094
– –
RMM
1568
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$350K ﹤0.01%
24,312
-1,222
-5% -$19K
PFFA icon
1569
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.48B
$350K ﹤0.01%
16,000
-1,863
-10% -$42.1K
ABUS icon
1570
Arbutus Biopharma
ABUS
$915M
$349K ﹤0.01%
106,615
+43,615
+69% +$160K
GUG
1571
Guggenheim Active Allocation Fund
GUG
$511M
$347K ﹤0.01%
23,366
-9,193
-28% -$144K
MUE
1572
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$344K ﹤0.01%
34,440
+458
+1% +$4.81K
IOVA icon
1573
Iovance Biotherapeutics
IOVA
$2.83B
$343K ﹤0.01%
46,417
+3,266
+8% +$30.3K
INVH icon
1574
Invitation Homes
INVH
$18B
$342K ﹤0.01%
10,666
-954
-8% -$31.9K
HAYW icon
1575
Hayward Holdings
HAYW
$3.36B
$342K ﹤0.01%
22,348
+2,208
+11% +$34.6K
61 62
63
64 65

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.