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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCW icon
1551
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.52B
$280K ﹤0.01%
13,375
– –
UUUU icon
1552
Energy Fuels
UUUU
$3.53B
$276K ﹤0.01%
50,227
-145
-0.3% -$754
ARKG icon
1553
ARK Genomic Revolution ETF
ARKG
$1.73B
$274K ﹤0.01%
10,711
-1,139
-10% -$29K
REM icon
1554
iShares Mortgage Real Estate ETF
REM
$543M
$273K ﹤0.01%
+11,495
New +$270K
LGF.A
1555
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$270K ﹤0.01%
34,500
-34,574
-50% -$289K
PCQ
1556
Pimco California Municipal Income Fund
PCQ
$167M
$269K ﹤0.01%
+27,000
New +$259K
AVPT icon
1557
AvePoint
AVPT
$2.71B
$268K ﹤0.01%
22,756
-230
-1% -$2.52K
SNOV icon
1558
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$118M
$268K ﹤0.01%
11,700
– –
BCX icon
1559
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$266K ﹤0.01%
27,660
-15,780
-36% -$145K
XRX icon
1560
Xerox
XRX
$425M
$264K ﹤0.01%
25,442
-1,831
-7% -$19.6K
FTRI icon
1561
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$264K ﹤0.01%
19,574
-56
-0.3% -$740
BSCQ icon
1562
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$264K ﹤0.01%
13,496
– –
IBMM
1563
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$264K ﹤0.01%
10,104
+54
+0.5% +$1.41K
NCV
1564
Virtus Convertible & Income Fund
NCV
$390M
$264K ﹤0.01%
18,824
-152
-0.8% -$2.07K
FGD icon
1565
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$262K ﹤0.01%
10,751
+28
+0.3% +$656
HQH
1566
abrdn Healthcare Investors
HQH
$1.32B
$261K ﹤0.01%
+14,014
New +$261K
CODI icon
1567
Compass Diversified
CODI
$828M
$260K ﹤0.01%
11,766
+572
+5% +$12.5K
BKN
1568
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$257K ﹤0.01%
19,854
+276
+1% +$3.41K
MBLY icon
1569
Mobileye
MBLY
$2.2B
$253K ﹤0.01%
+18,470
New +$324K
QQQX icon
1570
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$252K ﹤0.01%
10,017
-3,120
-24% -$76.9K
JOBY icon
1571
Joby Aviation
JOBY
$8.55B
$251K ﹤0.01%
49,948
-2,952
-6% -$16.1K
BFZ
1572
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$249K ﹤0.01%
20,615
– –
CPRX
1573
DELISTED
Catalyst Pharmaceutical
CPRX
$248K ﹤0.01%
12,471
-892
-7% -$16.5K
ABUS icon
1574
Arbutus Biopharma
ABUS
$915M
$243K ﹤0.01%
+63,000
New +$242K
PNST
1575
DELISTED
Pinstripes Holdings, Inc.
PNST
$240K ﹤0.01%
+313,592
New +$594K
61 62
63
64 65

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.