We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLC
1551
Oxford Lane Capital
OXLC
$898M
$353K ﹤0.01%
13,911
+3,300
+31% +$84.7K
AFB
1552
AllianceBernstein National Municipal Income Fund
AFB
$317M
$350K ﹤0.01%
+31,880
New +$346K
BNL icon
1553
Broadstone Net Lease
BNL
$4.02B
$350K ﹤0.01%
22,308
+3,168
+17% +$50K
EOSE icon
1554
Eos Energy Enterprises
EOSE
$1.51B
$347K ﹤0.01%
336,882
-880,099
-72% -$895K
ETJ
1555
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$346K ﹤0.01%
41,381
+1
+0% +$8
VLY icon
1556
Valley National Bancorp
VLY
$8.05B
$346K ﹤0.01%
43,406
-763,725
-95% -$6.81M
AMPS
1557
DELISTED
Altus Power
AMPS
$345K ﹤0.01%
72,250
– –
PSCJ icon
1558
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$344K ﹤0.01%
14,000
– –
CRPT icon
1559
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.5M
$340K ﹤0.01%
23,525
– –
HAYW icon
1560
Hayward Holdings
HAYW
$3.36B
$337K ﹤0.01%
+22,023
New +$294K
MFC icon
1561
Manulife Financial
MFC
$73.5B
$337K ﹤0.01%
+13,473
New +$310K
HFRO
1562
Highland Opportunities and Income Fund
HFRO
$407M
$337K ﹤0.01%
47,883
+7,020
+17% +$47.4K
SMBK icon
1563
SmartFinancial
SMBK
$888M
$336K ﹤0.01%
15,941
– –
SPBO icon
1564
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$335K ﹤0.01%
11,491
– –
FBMS
1565
DELISTED
The First Bancshares, Inc.
FBMS
$331K ﹤0.01%
12,772
+129
+1% +$3.31K
CFLT
1566
DELISTED
Confluent
CFLT
$330K ﹤0.01%
+10,824
New +$306K
IEP icon
1567
Icahn Enterprises
IEP
$5.3B
$329K ﹤0.01%
19,333
+2,549
+15% +$46.8K
JOBY icon
1568
Joby Aviation
JOBY
$8.55B
$327K ﹤0.01%
60,977
+8,662
+17% +$49.1K
BSCQ icon
1569
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$327K ﹤0.01%
17,003
-13,352
-44% -$257K
PFXF icon
1570
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$322K ﹤0.01%
18,229
-1,018
-5% -$17.9K
ILF icon
1571
iShares Latin America 40 ETF
ILF
$3.76B
$322K ﹤0.01%
+11,317
New +$318K
OIA icon
1572
Invesco Municipal Income Opportunities Trust
OIA
$292M
$321K ﹤0.01%
49,176
-7,228
-13% -$46.2K
MARA icon
1573
Marathon Digital Holdings
MARA
$3.85B
$321K ﹤0.01%
14,209
+916
+7% +$20K
FLRN icon
1574
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$321K ﹤0.01%
+10,406
New +$320K
DBL
1575
DoubleLine Opportunistic Credit Fund
DBL
$280M
$320K ﹤0.01%
20,750
– –
61 62
63
64 65

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.