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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
1551
Empire State Realty Trust
ESRT
$843M
– –
-35,177
Closed -$283K
EXLS icon
1552
EXL Service
EXLS
$5.25B
– –
-35,310
Closed -$990K
FAAR icon
1553
First Trust Alternative Absolute Return Strategy ETF
FAAR
$190M
– –
-10,673
Closed -$306K
FCA icon
1554
First Trust China AlphaDEX Fund
FCA
$32.9M
– –
-10,628
Closed -$201K
FDT icon
1555
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
– –
-17,103
Closed -$859K
FL
1556
DELISTED
Foot Locker
FL
– –
-91,334
Closed -$1.58M
FRT icon
1557
Federal Realty Investment Trust
FRT
$10.2B
– –
-11,249
Closed -$1.02M
FTRE icon
1558
Fortrea Holdings
FTRE
$1.68B
– –
-10,187
Closed -$297K
FTRI icon
1559
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$128M
– –
-18,529
Closed -$234K
GJUN icon
1560
FT Vest US Equity Moderate Buffer ETF June
GJUN
$530M
– –
-11,345
Closed -$336K
GMAR icon
1561
FT Vest US Equity Moderate Buffer ETF March
GMAR
$395M
– –
-44,537
Closed -$1.41M
GQRE icon
1562
FlexShares Global Quality Real Estate Index Fund
GQRE
$419M
– –
-10,176
Closed -$498K
GWX icon
1563
State Street SPDR S&P International Small Cap ETF
GWX
$904M
– –
-12,954
Closed -$377K
HCSG icon
1564
Healthcare Services Group
HCSG
$1.51B
– –
-25,840
Closed -$270K
HYS icon
1565
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-12,365
Closed -$1.12M
IBKR icon
1566
Interactive Brokers
IBKR
$38.8B
– –
-181,568
Closed -$3.93M
ICF icon
1567
iShares Select U.S. REIT ETF
ICF
$2.08B
– –
-11,215
Closed -$563K
IGPT icon
1568
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
– –
-10,296
Closed -$334K
IMTM icon
1569
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.23B
– –
-10,093
Closed -$318K
INGN icon
1570
Inogen
INGN
$176M
– –
-41,465
Closed -$216K
JHPI icon
1571
John Hancock Preferred Income ETF
JHPI
$212M
– –
-218,605
Closed -$4.53M
KEMQ icon
1572
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26M
– –
-22,670
Closed -$317K
KXI icon
1573
iShares Global Consumer Staples ETF
KXI
$1.07B
– –
-18,701
Closed -$1.07M
LAD icon
1574
Lithia Motors
LAD
$8.26B
– –
-11,323
Closed -$3.34M
MIO
1575
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– –
-31,212
Closed -$298K
61 62
63
64 65

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.