We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSM icon
1551
ProShares Large Cap Core Plus
CSM
$534M
– –
-5,413
Closed -$276K
CVGW
1552
DELISTED
Calavo Growers
CVGW
– –
-8,700
Closed -$252K
DB icon
1553
Deutsche Bank
DB
$71.5B
– –
-14,090
Closed -$148K
DDOG icon
1554
Datadog
DDOG
$83.3B
– –
-10,142
Closed -$886K
DFNL icon
1555
Davis Select Financial ETF
DFNL
$491M
– –
-8,793
Closed -$238K
DFUS
1556
Dimensional US Equity ETF
DFUS
$21.6B
– –
-5,444
Closed -$262K
DGRS icon
1557
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
– –
-6,375
Closed -$271K
DINO icon
1558
HF Sinclair
DINO
$14.5B
– –
-5,462
Closed -$244K
DJAN icon
1559
FT Vest US Equity Deep Buffer ETF January
DJAN
$480M
– –
-6,915
Closed -$226K
DKS icon
1560
Dick's Sporting Goods
DKS
$18.7B
– –
-49,451
Closed -$6.54M
DLTR icon
1561
Dollar Tree
DLTR
$25.2B
– –
-6,530
Closed -$937K
DNLI icon
1562
Denali Therapeutics
DNLI
$3.94B
– –
-8,888
Closed -$262K
DOCS icon
1563
Doximity
DOCS
$5B
– –
-7,142
Closed -$159K
DPZ icon
1564
Domino's
DPZ
$11.6B
– –
-6,699
Closed -$2.26M
DRIV icon
1565
Global X Autonomous & Electric Vehicles ETF
DRIV
$440M
– –
-6,147
Closed -$160K
DRVN icon
1566
Driven Brands
DRVN
$2.2B
– –
-9,375
Closed -$254K
DT icon
1567
Dynatrace
DT
$14.2B
– –
-5,848
Closed -$187K
DV icon
1568
DoubleVerify
DV
$2.03B
– –
-8,874
Closed -$224K
EA
1569
DELISTED
Electronic Arts
EA
– –
-5,566
Closed -$722K
EDIT icon
1570
Editas Medicine
EDIT
$442M
– –
-18,533
Closed -$153K
EELV icon
1571
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
– –
-5,813
Closed -$137K
EMQQ icon
1572
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
– –
-6,718
Closed -$197K
EPAM icon
1573
EPAM Systems
EPAM
$5.09B
– –
-3,146
Closed -$707K
EQR icon
1574
Equity Residential
EQR
$25.1B
– –
-4,681
Closed -$309K
ESGV icon
1575
Vanguard ESG US Stock ETF
ESGV
$13.6B
– –
-25,428
Closed -$1.99M
61 62
63
64 65

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.