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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAX icon
1551
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.3B
$265K ﹤0.01%
11,376
-15,813
-58% -$368K
SUSC icon
1552
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.3B
$265K ﹤0.01%
11,635
+237
+2% +$5.4K
DMO
1553
Western Asset Mortgage Opportunity Fund
DMO
$119M
$264K ﹤0.01%
24,997
– –
ESRT icon
1554
Empire State Realty Trust
ESRT
$843M
$263K ﹤0.01%
+35,175
New +$222K
OLN icon
1555
Olin
OLN
$2.13B
$263K ﹤0.01%
5,123
-508
-9% -$27K
DNLI icon
1556
Denali Therapeutics
DNLI
$3.88B
$262K ﹤0.01%
8,888
+164
+2% +$4.61K
DFUS
1557
Dimensional US Equity ETF
DFUS
$21.5B
$262K ﹤0.01%
5,444
+117
+2% +$5.32K
UBSI icon
1558
United Bankshares
UBSI
$6.72B
$261K ﹤0.01%
8,806
-928
-10% -$29.2K
SPSB icon
1559
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$259K ﹤0.01%
8,806
-180
-2% -$5.31K
VMO icon
1560
Invesco Municipal Opportunity Trust
VMO
$656M
$258K ﹤0.01%
27,311
+10,215
+60% +$96.7K
CLF icon
1561
Cleveland-Cliffs
CLF
$7.22B
$258K ﹤0.01%
15,377
+92
+0.6% +$1.46K
ATRC icon
1562
AtriCure
ATRC
$2B
$258K ﹤0.01%
7,169
-922
-11% -$42.5K
MEAR icon
1563
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$255K ﹤0.01%
5,115
– –
FOXA icon
1564
Fox Class A
FOXA
$24.6B
$255K ﹤0.01%
7,503
+557
+8% +$18.2K
ARI
1565
Apollo Commercial Real Estate
ARI
$872M
$255K ﹤0.01%
+22,499
New +$227K
GLQ
1566
Clough Global Equity Fund
GLQ
$156M
$254K ﹤0.01%
40,728
-82,666
-67% -$496K
STEL
1567
DELISTED
Stellar Bancorp
STEL
$254K ﹤0.01%
11,097
– –
DRVN icon
1568
Driven Brands
DRVN
$2.41B
$254K ﹤0.01%
9,375
-212
-2% -$5.9K
WBS icon
1569
Webster Financial
WBS
$12.8B
$253K ﹤0.01%
6,710
-334
-5% -$12.3K
CNP icon
1570
CenterPoint Energy
CNP
$26.8B
$253K ﹤0.01%
8,686
+348
+4% +$10.3K
LAB icon
1571
Standard BioTools
LAB
$307M
$253K ﹤0.01%
131,040
-3,000
-2% -$5.92K
CVGW
1572
DELISTED
Calavo Growers
CVGW
$252K ﹤0.01%
8,700
– –
CQP icon
1573
Cheniere Energy
CQP
$31B
$252K ﹤0.01%
5,463
-6,540
-54% -$300K
NSA
1574
DELISTED
National Storage Affiliates Trust
NSA
$252K ﹤0.01%
7,225
+25
+0.3% +$943
FVAL icon
1575
Fidelity Value Factor ETF
FVAL
$1.37B
$252K ﹤0.01%
5,124
-3,288
-39% -$154K
61 62
63
64 65

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.