We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOTZ icon
1551
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$257K ﹤0.01%
12,521
-1,964
-14% -$39.5K
CASY icon
1552
Casey's General Stores
CASY
$30.9B
$256K ﹤0.01%
1,143
+174
+18% +$39.6K
SPHD icon
1553
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$256K ﹤0.01%
5,859
-96
-2% -$4.13K
RLI icon
1554
RLI Corp
RLI
$5.89B
$255K ﹤0.01%
3,900
+358
+10% +$22.3K
ANGL icon
1555
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$254K ﹤0.01%
9,420
-2,700
-22% -$72.5K
BURL icon
1556
Burlington
BURL
$23.2B
$254K ﹤0.01%
1,257
-359
-22% -$57.3K
USO icon
1557
United States Oil Fund
USO
$1.67B
$254K ﹤0.01%
3,637
+1,768
+95% +$124K
CVGW
1558
DELISTED
Calavo Growers
CVGW
$253K ﹤0.01%
8,609
– –
CLF icon
1559
Cleveland-Cliffs
CLF
$6.99B
$252K ﹤0.01%
15,714
-4,116
-21% -$62K
CSM icon
1560
ProShares Large Cap Core Plus
CSM
$534M
$252K ﹤0.01%
5,612
-64
-1% -$2.92K
DVYA icon
1561
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$250K ﹤0.01%
7,437
– –
RVT icon
1562
Royce Value Trust
RVT
$2.3B
$250K ﹤0.01%
18,920
+1,197
+7% +$16.5K
SMTI icon
1563
Sanara MedTech
SMTI
$313M
$250K ﹤0.01%
5,500
– –
VST icon
1564
Vistra
VST
$47.4B
$250K ﹤0.01%
10,842
+7,103
+190% +$164K
LTHM
1565
DELISTED
Livent Corporation
LTHM
$249K ﹤0.01%
12,559
-19,938
-61% -$546K
BXMX
1566
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$248K ﹤0.01%
19,691
+37
+0.2% +$477
FCOM icon
1567
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$248K ﹤0.01%
8,000
+7,600
+1,900% +$243K
MYI icon
1568
BlackRock MuniYield Quality Fund III
MYI
$721M
$248K ﹤0.01%
22,133
-16,636
-43% -$177K
TE
1569
T1 Energy
TE
$1.63B
$248K ﹤0.01%
28,586
+20,134
+238% +$252K
DFSV
1570
Dimensional US Small Cap Value ETF
DFSV
$8.36B
$247K ﹤0.01%
9,989
-573
-5% -$14.2K
JRS icon
1571
Nuveen Real Estate Income Fund
JRS
$246M
$245K ﹤0.01%
32,530
– –
RETA
1572
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$245K ﹤0.01%
6,474
+950
+17% +$32.7K
HOLX
1573
DELISTED
Hologic
HOLX
$243K ﹤0.01%
3,249
-118
-4% -$8.4K
IGBH icon
1574
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$227M
$243K ﹤0.01%
10,501
+10
+0.1% +$229
PPA icon
1575
Invesco Aerospace & Defense ETF
PPA
$8.7B
$243K ﹤0.01%
3,101
-2,157
-41% -$162K
61 62
63
64 65

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.