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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNI
1551
DELISTED
First Trust Chindia ETF
FNI
$43K ﹤0.01%
+923
New +$42.4K
NAV
1552
DELISTED
Navistar International
NAV
$43K ﹤0.01%
1,000
+908
+987% +$31.2K
AIM
1553
AIM ImmunoTech
AIM
$7.5M
$43K ﹤0.01%
+200
New +$50K
AWR icon
1554
American States Water
AWR
$3.43B
$42K ﹤0.01%
575
+144
+33% +$11.1K
CHY
1555
Calamos Convertible and High Income Fund
CHY
$1.06B
$42K ﹤0.01%
3,653
+600
+20% +$7.12K
DFJ icon
1556
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$42K ﹤0.01%
+600
New +$39.7K
IEUS icon
1557
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
$42K ﹤0.01%
824
– –
MSGS icon
1558
Madison Square Garden
MSGS
$9.4B
$42K ﹤0.01%
284
+90
+46% +$14.1K
ODFL icon
1559
Old Dominion Freight Line
ODFL
$44.3B
$42K ﹤0.01%
466
+192
+70% +$18K
CTLT
1560
DELISTED
CATALENT, INC.
CTLT
$42K ﹤0.01%
499
-3,429
-87% -$290K
NMY
1561
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$42K ﹤0.01%
3,206
– –
CWI icon
1562
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$41K ﹤0.01%
1,743
+1,644
+1,661% +$39.6K
PFD
1563
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
$41K ﹤0.01%
2,500
-100
-4% -$1.56K
RWO icon
1564
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$41K ﹤0.01%
1,046
-1
-0.1% -$40
MYJ
1565
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$41K ﹤0.01%
+3,024
New +$42.7K
ADT icon
1566
ADT
ADT
$5.52B
$40K ﹤0.01%
+5,000
New +$48.7K
BF.B icon
1567
Brown-Forman Class B
BF.B
$12.9B
$40K ﹤0.01%
531
-51
-9% -$3.65K
CDNA icon
1568
CareDx
CDNA
$2.47B
$40K ﹤0.01%
1,068
+39
+4% +$1.32K
CVNA icon
1569
Carvana
CVNA
$79.8B
$40K ﹤0.01%
900
-680
-43% -$24.1K
DTD icon
1570
WisdomTree US Total Dividend Fund
DTD
$1.69B
$40K ﹤0.01%
872
– –
EMO
1571
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$40K ﹤0.01%
4,646
+446
+11% +$4.92K
TLTE icon
1572
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$345M
$40K ﹤0.01%
846
-717
-46% -$34.6K
VOYA icon
1573
Voya Financial
VOYA
$9.22B
$40K ﹤0.01%
850
-294
-26% -$14.5K
DOOR
1574
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$40K ﹤0.01%
409
+69
+20% +$6.13K
PSXP
1575
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$40K ﹤0.01%
1,763
+962
+120% +$26.5K
61 62
63
64 65

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.