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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQNR icon
1551
Equinor
EQNR
$93.1B
$12K ﹤0.01%
618
+45
+8% +$851
ESPR
1552
DELISTED
Esperion Therapeutics
ESPR
$12K ﹤0.01%
+200
New +$8.99K
EVR icon
1553
Evercore
EVR
$12.4B
$12K ﹤0.01%
162
-162
-50% -$12.3K
FLO icon
1554
Flowers Foods
FLO
$1.55B
$12K ﹤0.01%
560
+58
+12% +$1.26K
HAIN icon
1555
Hain Celestial
HAIN
$48.7M
$12K ﹤0.01%
475
– –
KRG icon
1556
Kite Realty
KRG
$5.59B
$12K ﹤0.01%
635
– –
RRR icon
1557
Red Rock Resorts
RRR
$3.76B
$12K ﹤0.01%
509
+2
+0.4% +$44
TCBI icon
1558
Texas Capital Bancshares
TCBI
$4.41B
$12K ﹤0.01%
216
-100
-32% -$5.7K
CEM
1559
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$12K ﹤0.01%
+206
New +$11K
DEX
1560
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$12K ﹤0.01%
1,137
– –
MNDT
1561
DELISTED
Mandiant, Inc. Common Stock
MNDT
$12K ﹤0.01%
734
-7,494
-91% -$120K
ALEX
1562
DELISTED
Alexander & Baldwin
ALEX
$11K ﹤0.01%
536
+2
+0.4% +$45
AWR icon
1563
American States Water
AWR
$3.35B
$11K ﹤0.01%
131
– –
BCC icon
1564
Boise Cascade
BCC
$3.04B
$11K ﹤0.01%
291
+29
+11% +$1.05K
BFAM icon
1565
Bright Horizons
BFAM
$3.98B
$11K ﹤0.01%
+71
New +$10.7K
BF.B icon
1566
Brown-Forman Class B
BF.B
$13.1B
$11K ﹤0.01%
170
+58
+52% +$3.77K
BUI icon
1567
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$720M
$11K ﹤0.01%
+506
New +$11.3K
CGC
1568
Canopy Growth
CGC
$393M
$11K ﹤0.01%
53
+30
+130% +$5.96K
CMBS icon
1569
iShares CMBS ETF
CMBS
$473M
$11K ﹤0.01%
213
+205
+2,563% +$10.9K
CRBP icon
1570
Corbus Pharmaceuticals
CRBP
$174M
$11K ﹤0.01%
+67
New +$9.9K
CSL icon
1571
Carlisle Companies
CSL
$15.3B
$11K ﹤0.01%
70
– –
EBS icon
1572
Emergent Biosolutions
EBS
$391M
$11K ﹤0.01%
213
– –
EMN icon
1573
Eastman Chemical
EMN
$8.45B
$11K ﹤0.01%
133
+42
+46% +$3.23K
EYPT icon
1574
EyePoint Inc
EYPT
$978M
$11K ﹤0.01%
+700
New +$12.5K
FR icon
1575
First Industrial Realty Trust
FR
$8.5B
$11K ﹤0.01%
263
+1
+0.4% +$41
61 62
63
64 65

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.