We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACR
1551
ACRES Commercial Realty
ACR
$108M
$6K ﹤0.01%
+167
New +$5.7K
AXON
1552
Axon Enterprise
AXON
$48.9B
$6K ﹤0.01%
100
– –
BCX icon
1553
BlackRock Resources & Commodities Strategy Trust
BCX
$906M
$6K ﹤0.01%
+784
New +$6.03K
BGT icon
1554
BlackRock Floating Rate Income Trust
BGT
$323M
$6K ﹤0.01%
+517
New +$6.38K
DK icon
1555
Delek US
DK
$4.06B
$6K ﹤0.01%
170
-603
-78% -$22.2K
E icon
1556
ENI
E
$77.5B
$6K ﹤0.01%
185
-172
-48% -$5.32K
ELS icon
1557
Equity Lifestyle Properties
ELS
$12.6B
$6K ﹤0.01%
86
– –
ENSG icon
1558
The Ensign Group
ENSG
$10.3B
$6K ﹤0.01%
127
– –
EPAC icon
1559
Enerpac Tool Group
EPAC
$1.9B
$6K ﹤0.01%
279
– –
ESGR
1560
DELISTED
Enstar Group
ESGR
$6K ﹤0.01%
34
– –
OPPE
1561
WisdomTree European Opportunities Fund
OPPE
$295M
$6K ﹤0.01%
+211
New +$6.3K
FDT icon
1562
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$6K ﹤0.01%
+113
New +$5.91K
FWONA icon
1563
Liberty Media Series A
FWONA
$22.2B
$6K ﹤0.01%
162
+89
+122% +$3.25K
GKOS icon
1564
Glaukos
GKOS
$10.1B
$6K ﹤0.01%
100
– –
GLRE icon
1565
Greenlight Captial
GLRE
$543M
$6K ﹤0.01%
545
– –
HR icon
1566
Healthcare Realty
HR
$7.02B
$6K ﹤0.01%
196
– –
IAI icon
1567
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$6K ﹤0.01%
90
– –
BRSL
1568
Brightstar Lottery PLC
BRSL
$2.08B
$6K ﹤0.01%
+431
New +$5.72K
IIF
1569
Morgan Stanley India Investment Fund
IIF
$220M
$6K ﹤0.01%
320
– –
INDB icon
1570
Independent Bank
INDB
$4.08B
$6K ﹤0.01%
74
– –
JEF icon
1571
Jefferies Financial Group
JEF
$12.8B
$6K ﹤0.01%
339
+262
+340% +$4.66K
MZTI
1572
The Marzetti Company
MZTI
$3.02B
$6K ﹤0.01%
46
– –
PSA icon
1573
Public Storage
PSA
$61B
$6K ﹤0.01%
25
-45
-64% -$11.3K
PUMP icon
1574
ProPetro Holding
PUMP
$1.4B
$6K ﹤0.01%
670
-41
-6% -$569
SCHG icon
1575
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
$6K ﹤0.01%
592
– –
61 62
63
64 65

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.