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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXN icon
1526
First Trust Nasdaq Oil & Gas ETF
FTXN
$157M
$402K ﹤0.01%
12,460
-629
-5% -$18.3K
ARKG icon
1527
ARK Genomic Revolution ETF
ARKG
$1.73B
$402K ﹤0.01%
13,985
-6,273
-31% -$189K
ARLP icon
1528
Alliance Resource Partners
ARLP
$3.17B
$401K ﹤0.01%
20,000
– –
MYI icon
1529
BlackRock MuniYield Quality Fund III
MYI
$721M
$400K ﹤0.01%
34,935
+13,743
+65% +$156K
AUPH icon
1530
Aurinia Pharmaceuticals
AUPH
$2.11B
$397K ﹤0.01%
79,165
-2,005
-2% -$13.6K
VTRS icon
1531
Viatris
VTRS
$18.9B
$394K ﹤0.01%
32,963
-6,587
-17% -$79.3K
PZC
1532
DELISTED
PIMCO California Municipal Income Fund III
PZC
$393K ﹤0.01%
51,833
+599
+1% +$4.51K
AROC icon
1533
Archrock
AROC
$5.8B
$390K ﹤0.01%
+19,843
New +$339K
DRLL icon
1534
Strive US Energy ETF
DRLL
$284M
$390K ﹤0.01%
12,465
– –
PFLD icon
1535
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$390K ﹤0.01%
+18,448
New +$390K
BLE
1536
DELISTED
BlackRock Municipal Income Trust II
BLE
$388K ﹤0.01%
35,770
-34,988
-49% -$375K
INVH icon
1537
Invitation Homes
INVH
$18B
$388K ﹤0.01%
+10,900
New +$369K
FOXA icon
1538
Fox Class A
FOXA
$26.9B
$383K ﹤0.01%
+12,234
New +$372K
RMM
1539
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$381K ﹤0.01%
25,435
-6,584
-21% -$98.5K
PAXS
1540
PIMCO Access Income Fund
PAXS
$674M
$379K ﹤0.01%
24,065
-41,059
-63% -$619K
OGN icon
1541
Organon & Co
OGN
$3.57B
$376K ﹤0.01%
20,014
-9,659
-33% -$166K
ACMR icon
1542
ACM Research
ACMR
$5.79B
$372K ﹤0.01%
+12,767
New +$292K
CCD
1543
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$370K ﹤0.01%
+16,992
New +$357K
TWO
1544
Two Harbors Investment
TWO
$1.27B
$369K ﹤0.01%
27,881
+6,551
+31% +$85.3K
BSCP
1545
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$368K ﹤0.01%
18,009
-9,005
-33% -$184K
EFT
1546
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$365K ﹤0.01%
27,448
– –
ASGI
1547
abrdn Global Infrastructure Income Fund
ASGI
$766M
$363K ﹤0.01%
20,450
-679
-3% -$11.9K
GOGO icon
1548
Gogo Inc
GOGO
$492M
$359K ﹤0.01%
+40,845
New +$367K
ENFR icon
1549
Alerian Energy Infrastructure ETF
ENFR
$506M
$355K ﹤0.01%
13,979
+132
+1% +$3.12K
IBCP icon
1550
Independent Bank Corp
IBCP
$844M
$355K ﹤0.01%
+14,016
New +$349K
60 61
62
63 64

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.