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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBRA icon
1526
Sabra Healthcare REIT
SBRA
$5.37B
$209K ﹤0.01%
+14,674
New +$208K
INMB icon
1527
INmune Bio
INMB
$57.7M
$205K ﹤0.01%
+18,220
New +$153K
MLN icon
1528
VanEck Long Muni ETF
MLN
$683M
$205K ﹤0.01%
+11,219
New +$192K
BGT icon
1529
BlackRock Floating Rate Income Trust
BGT
$325M
$201K ﹤0.01%
+16,200
New +$194K
AEO icon
1530
American Eagle Outfitters
AEO
$3.01B
– –
-16,072
Closed -$267K
AGCO icon
1531
AGCO
AGCO
$7.2B
– –
-25,942
Closed -$3.07M
AMBA icon
1532
Ambarella
AMBA
$3.81B
– –
-13,000
Closed -$689K
EFOR
1533
Everforth Inc
EFOR
$1.32B
– –
-11,321
Closed -$925K
AVO icon
1534
Mission Produce
AVO
$1.17B
– –
-22,872
Closed -$221K
DCH
1535
Dauch Corp
DCH
$1.51B
– –
-255,478
Closed -$1.85M
BCE icon
1536
BCE
BCE
$21.2B
– –
-11,700
Closed -$447K
BNS icon
1537
Scotiabank
BNS
$108B
– –
-12,688
Closed -$578K
BOE icon
1538
BlackRock Enhanced Global Dividend Trust
BOE
$684M
– –
-21,677
Closed -$204K
BSM icon
1539
Black Stone Minerals
BSM
$3B
– –
-12,593
Closed -$217K
CEE
1540
Central and Eastern Europe Fund
CEE
$139M
– –
-24,341
Closed -$209K
CFA icon
1541
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
– –
-10,183
Closed -$693K
CMC icon
1542
Commercial Metals
CMC
$8.31B
– –
-111,350
Closed -$5.5M
CMS icon
1543
CMS Energy
CMS
$22.3B
– –
-10,960
Closed -$582K
COHR icon
1544
Coherent
COHR
$74.2B
– –
-10,365
Closed -$338K
COMT icon
1545
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
– –
-12,497
Closed -$364K
DBI icon
1546
Designer Brands
DBI
$333M
– –
-934,000
Closed -$11.8M
DBO icon
1547
Invesco DB Oil Fund
DBO
$366M
– –
-15,747
Closed -$278K
DMO
1548
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-21,405
Closed -$229K
DNL icon
1549
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
– –
-14,084
Closed -$471K
DWX icon
1550
State Street SPDR S&P International Dividend ETF
DWX
$533M
– –
-22,986
Closed -$756K
60 61
62
63 64

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.