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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRW
1526
Saba Capital Income & Opportunities Fund
BRW
$339M
– –
-18,146
Closed -$140K
BRX icon
1527
Brixmor Property Group
BRX
$9.32B
– –
-5,445
Closed -$120K
BSCQ icon
1528
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
– –
-10,077
Closed -$191K
BUD icon
1529
AB InBev
BUD
$165B
– –
-7,147
Closed -$405K
BUG icon
1530
Global X Cybersecurity ETF
BUG
$1.46B
– –
-7,243
Closed -$176K
BBBY
1531
Bed Bath & Beyond
BBBY
$442M
– –
-39,270
Closed -$1.16M
CCOR icon
1532
Core Alternative Capital
CCOR
$28M
– –
-10,246
Closed -$286K
CDW icon
1533
CDW
CDW
$17B
– –
-7,440
Closed -$1.37M
CEG icon
1534
Constellation Energy
CEG
$95.6B
– –
-18,270
Closed -$1.67M
CGDV icon
1535
Capital Group Dividend Value ETF
CGDV
$38.9B
– –
-5,256
Closed -$142K
CGGO icon
1536
Capital Group Global Growth Equity ETF
CGGO
$11.8B
– –
-9,340
Closed -$227K
CGNX icon
1537
Cognex
CGNX
$11.3B
– –
-9,739
Closed -$546K
CHWY icon
1538
Chewy
CHWY
$9.63B
– –
-14,923
Closed -$589K
CIVI
1539
DELISTED
Civitas Resources
CIVI
– –
-2,741
Closed -$190K
CLM icon
1540
Cornerstone Strategic Value Fund
CLM
$2.25B
– –
-7,112
Closed -$58.7K
CLX icon
1541
Clorox
CLX
$12.7B
– –
-6,638
Closed -$1.06M
COLD icon
1542
Americold
COLD
$4.27B
– –
-9,186
Closed -$297K
COM icon
1543
Direxion Auspice Broad Commodity Strategy ETF
COM
$204M
– –
-7,430
Closed -$219K
CORN icon
1544
Teucrium Corn Fund
CORN
$168M
– –
-3,937
Closed -$87.4K
CPRX
1545
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-14,688
Closed -$125K
CQP icon
1546
Cheniere Energy
CQP
$31.3B
– –
-5,463
Closed -$252K
CRPT icon
1547
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.5M
– –
-23,525
Closed -$144K
CRWS icon
1548
Crown Crafts
CRWS
$32.3M
– –
-26,300
Closed -$132K
CSGP icon
1549
CoStar Group
CSGP
$12.3B
– –
-13,697
Closed -$1.22M
CSIQ icon
1550
Canadian Solar
CSIQ
$1.08B
– –
-15,758
Closed -$610K
60 61
62
63 64

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.