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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLS icon
1526
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$268K ﹤0.01%
6,904
-244
-3% -$9.6K
STR
1527
DELISTED
Sitio Royalties
STR
$268K ﹤0.01%
+9,298
New +$269K
ZG icon
1528
Zillow
ZG
$7.63B
$268K ﹤0.01%
8,589
-2,250
-21% -$73.7K
COMT icon
1529
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$267K ﹤0.01%
9,499
-15,465
-62% -$551K
IGPT icon
1530
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$266K ﹤0.01%
8,778
+768
+10% +$23.7K
SEE
1531
DELISTED
Sealed Air
SEE
$266K ﹤0.01%
5,361
-4
-0.1% -$195
XSLV icon
1532
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$265K ﹤0.01%
5,945
-2,805
-32% -$126K
BRO icon
1533
Brown & Brown
BRO
$23.9B
$264K ﹤0.01%
4,649
+3,584
+337% +$210K
ITB icon
1534
iShares US Home Construction ETF
ITB
$2.41B
$264K ﹤0.01%
4,366
+3,655
+514% +$211K
CGXU icon
1535
Capital Group International Focus Equity ETF
CGXU
$6.55B
$263K ﹤0.01%
12,667
+10,667
+533% +$218K
MEAR icon
1536
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$263K ﹤0.01%
5,296
-1,000
-16% -$49.7K
RSPT icon
1537
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$263K ﹤0.01%
10,830
-350
-3% -$8.55K
STN icon
1538
Stantec
STN
$8.39B
$263K ﹤0.01%
5,502
– –
BNTX icon
1539
BioNTech
BNTX
$23.5B
$262K ﹤0.01%
1,750
-14
-0.8% -$2.15K
EG icon
1540
Everest Group
EG
$14.4B
$262K ﹤0.01%
794
+243
+44% +$75.7K
UTHR icon
1541
United Therapeutics
UTHR
$23.1B
$262K ﹤0.01%
944
+150
+19% +$37.9K
BLW icon
1542
BlackRock Limited Duration Income Trust
BLW
$493M
$261K ﹤0.01%
19,969
-1,489
-7% -$18.9K
KYMR icon
1543
Kymera Therapeutics
KYMR
$8.94B
$260K ﹤0.01%
10,423
+223
+2% +$5.95K
NSA
1544
DELISTED
National Storage Affiliates Trust
NSA
$260K ﹤0.01%
7,200
-12
-0.2% -$469
CLM icon
1545
Cornerstone Strategic Value Fund
CLM
$2.25B
$259K ﹤0.01%
35,733
+4,282
+14% +$34.6K
OMC icon
1546
Omnicom Group
OMC
$23.4B
$259K ﹤0.01%
3,192
-13,422
-81% -$996K
SRPT icon
1547
Sarepta Therapeutics
SRPT
$1.77B
$259K ﹤0.01%
2,000
-5,545
-73% -$643K
CHRW icon
1548
C.H. Robinson
CHRW
$17.5B
$258K ﹤0.01%
2,832
-3,523
-55% -$335K
QDEC icon
1549
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$258K ﹤0.01%
14,100
+3,100
+28% +$58K
AXS icon
1550
AXIS Capital
AXS
$7.55B
$257K ﹤0.01%
4,760
-45
-0.9% -$2.43K
60 61
62
63 64

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.